WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AMZN icon
Amazon
AMZN
+$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TACOW
976
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$6K ﹤0.01%
103,509
-1,840
-2% -$107
GDYN icon
977
Grid Dynamics Holdings
GDYN
$659M
$5K ﹤0.01%
700
-17,812
-96% -$127K
NUM
978
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$5K ﹤0.01%
+408
New +$5K
MFAC.WS
979
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$5K ﹤0.01%
25,000
– –
HHHHW
980
DELISTED
Wealthbridge Acquisition Limited Warrants
HHHHW
$5K ﹤0.01%
40,000
– –
AMR icon
981
Alpha Metallurgical Resources
AMR
$1.81B
$4K ﹤0.01%
1,929
– –
CNX icon
982
CNX Resources
CNX
$4.12B
$4K ﹤0.01%
800
-76,145
-99% -$381K
CRUS icon
983
Cirrus Logic
CRUS
$5.98B
$4K ﹤0.01%
+64
New +$4K
GCV
984
Gabelli Convertible and Income Securities Fund
GCV
$81.5M
$4K ﹤0.01%
+1,000
New +$4K
KNTK icon
985
Kinetik
KNTK
$2.58B
$4K ﹤0.01%
634
-138
-18% -$871
NHS
986
Neuberger Berman High Yield Strategies Fund
NHS
$232M
$4K ﹤0.01%
+543
New +$4K
WCC icon
987
WESCO International
WCC
$10.3B
$4K ﹤0.01%
+181
New +$4K
BFIIW
988
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$4K ﹤0.01%
90,000
– –
CEN
989
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$4K ﹤0.01%
446
-13,887
-97% -$125K
SOLOW
990
DELISTED
Electrameccanica Vehicles Corp. Ltd. Warrants
SOLOW
$4K ﹤0.01%
14,694
-3,750
-20% -$1.02K
DSKEW
991
DELISTED
Daseke, Inc. Warrant
DSKEW
$4K ﹤0.01%
45,121
+8,940
+25% +$793
RMG.WS
992
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$4K ﹤0.01%
7,333
– –
LGC.WS
993
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$4K ﹤0.01%
16,300
– –
ALGRW
994
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$4K ﹤0.01%
84,000
+50,000
+147% +$2.38K
PDLI
995
DELISTED
PDL BioPharma, Inc.
PDLI
$4K ﹤0.01%
+1,688
New +$4K
SONGW
996
DELISTED
Akazoo S.A. Warrant
SONGW
$4K ﹤0.01%
14,876
-1,651
-10% -$444
AMD icon
997
Advanced Micro Devices
AMD
$253B
$3K ﹤0.01%
84
-6,879
-99% -$246K
FTI icon
998
TechnipFMC
FTI
$16.3B
$3K ﹤0.01%
683
-13,440
-95% -$59K
HBM icon
999
Hudbay
HBM
$5.15B
$3K ﹤0.01%
2,000
– –
LRCX icon
1000
Lam Research
LRCX
$134B
$3K ﹤0.01%
+150
New +$3K
38 39
40
41 42