WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AMZN icon
Amazon
AMZN
+$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PAA icon
951
Plains All American Pipeline
PAA
$12.1B
$10K ﹤0.01%
+2,000
New +$10K
PHGE.WS
952
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$10K ﹤0.01%
17,029
+963
+6% +$566
FMO
953
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$10K ﹤0.01%
1,611
-136,318
-99% -$846K
ACEL.WS
954
DELISTED
Accel Entertainment, Inc. Warrant, to purchase one Class A-1 Common Stock at an exercise price of $1
ACEL.WS
$10K ﹤0.01%
7,164
+5,193
+263% +$7.25K
PAACW
955
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$10K ﹤0.01%
209,600
-400
-0.2% -$19
CKH
956
DELISTED
Seacor Holdings Inc.
CKH
$10K ﹤0.01%
400
-636
-61% -$15.9K
HERZ
957
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$39.1M
$9K ﹤0.01%
3,631
-2,226
-38% -$5.52K
SCM icon
958
Stellus Capital Investment Corp
SCM
$427M
$9K ﹤0.01%
1,238
-493
-28% -$3.58K
LACQW
959
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$9K ﹤0.01%
57,501
-39,000
-40% -$6.1K
GRAF.WS
960
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$9K ﹤0.01%
90,000
+40,000
+80% +$4K
VAL
961
DELISTED
Valaris plc Class A Ordinary Share
VAL
$9K ﹤0.01%
+20,266
New +$9K
ADNWW
962
Advent Technologies Holdings Warrant
ADNWW
$9.76K
$8K ﹤0.01%
49,800
– –
GEN icon
963
Gen Digital
GEN
$18.4B
$8K ﹤0.01%
+443
New +$8K
DVY icon
964
iShares Select Dividend ETF
DVY
$20.7B
$7K ﹤0.01%
100
-99,900
-100% -$6.99M
SNAXW
965
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$7K ﹤0.01%
71,400
– –
TDW.WS
966
DELISTED
Tidewater Inc.
TDW.WS
$7K ﹤0.01%
39,748
-18,001
-31% -$3.17K
DMTK
967
DELISTED
DermTech, Inc. Common Stock
DMTK
$7K ﹤0.01%
+656
New +$7K
TALO.WS
968
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$7K ﹤0.01%
65,461
-86,813
-57% -$9.28K
KBLMW
969
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$7K ﹤0.01%
114,200
– –
FMCIW
970
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$7K ﹤0.01%
28,815
– –
VCF
971
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$7K ﹤0.01%
+532
New +$7K
BLNKW
972
DELISTED
Blink Charging Co. Warrant
BLNKW
$6K ﹤0.01%
10,404
-873
-8% -$503
ALACW
973
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$6K ﹤0.01%
72,445
– –
LOACW
974
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$6K ﹤0.01%
60,000
– –
HCCHR
975
DELISTED
HL Acquisitions Corp. Right
HCCHR
$6K ﹤0.01%
75,000
– –
37 38
39
40 41