WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+1.84%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.37B
AUM Growth
+$711M
Cap. Flow
-$2.89B
Cap. Flow %
-53.75%
Top 10 Hldgs %
23.81%
Holding
1,479
New
260
Increased
290
Reduced
225
Closed
285

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$79.6M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AVGO icon
Broadcom
AVGO
+$24M
5
AMZN icon
Amazon
AMZN
+$20.3M

Top Sells

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$24.3M
2
AABA
Altaba Inc. Common Stock
AABA
+$19.5M
3
TWO
Two Harbors Investment
TWO
+$12.9M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.4M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$10.6M

Sector Composition

1 Real Estate 4.36%
2 Consumer Discretionary 2.59%
3 Technology 2.4%
4 Industrials 2.32%
5 Healthcare 1.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NTC
926
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-43,904
Closed -$589K
TMCXU
927
DELISTED
Trinity Merger Corp. Unit
TMCXU
– –
-40,861
Closed -$477K
TMCXW
928
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-232,100
Closed -$294K
DFBHU
929
DELISTED
DFB Healthcare Acquisitions Corp. Unit
DFBHU
– –
-2,000
Closed -$21K
DFBHW
930
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
– –
-56,183
Closed -$80K
STNL
931
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-3,724
Closed -$38K
NRCG.WS
932
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-125,866
Closed -$297K
LTXB
933
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-61,789
Closed -$2.69M
UBNK
934
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-500
Closed -$6K
OTIV
935
DELISTED
OTI On Track Innovations Ltd
OTIV
– –
-30,000
Closed -$9K
CVRS
936
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-4,000
Closed -$17K
MDSO
937
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-68,729
Closed -$6.29M
GLACW
938
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
– –
-85,000
Closed -$16K
IPOA.WS
939
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
– –
-15,003
Closed -$37K
ALDR
940
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
– –
0
– –
MAMS
941
DELISTED
MAM Software Group Inc. New
MAMS
– –
-22,834
Closed -$275K
DMTKW
942
DELISTED
DermTech, Inc. Warrant
DMTKW
– –
-67,000
Closed -$8K
NCI
943
DELISTED
Navigant Consulting, Inc.
NCI
– –
-58,760
Closed -$1.64M
TYPE
944
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-132,100
Closed -$2.62M
CBLK
945
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-3,203
Closed -$83K
VSM
946
DELISTED
Versum Materials, Inc.
VSM
– –
-97,193
Closed -$5.14M
AABA
947
DELISTED
Altaba Inc. Common Stock
AABA
– –
-1,000,000
Closed -$19.5M
BID
948
DELISTED
Sotheby's
BID
– –
-3,091
Closed -$176K
DTV
949
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-80,222
Closed -$4.64M
STNLW
950
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
-57,808
Closed -$23K
36 37
38
39 40