WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+1.84%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.37B
AUM Growth
+$711M
Cap. Flow
-$2.89B
Cap. Flow %
-53.75%
Top 10 Hldgs %
23.81%
Holding
1,479
New
260
Increased
290
Reduced
225
Closed
285

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$79.6M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AVGO icon
Broadcom
AVGO
+$24M
5
AMZN icon
Amazon
AMZN
+$20.3M

Top Sells

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$24.3M
2
AABA
Altaba Inc. Common Stock
AABA
+$19.5M
3
TWO
Two Harbors Investment
TWO
+$12.9M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.4M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$10.6M

Sector Composition

1 Real Estate 4.36%
2 Consumer Discretionary 2.59%
3 Technology 2.4%
4 Industrials 2.32%
5 Healthcare 1.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GILD icon
901
Gilead Sciences
GILD
$143B
$1K ﹤0.01%
19
– –
UVE icon
902
Universal Insurance Holdings
UVE
$696M
$1K ﹤0.01%
63
– –
JIH.WS
903
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$1K ﹤0.01%
+2,400
New +$1K
ABEOW
904
DELISTED
Abeona Therapeutics Inc. Warrant
ABEOW
– –
-6,700
Closed -$1K
CRZO
905
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-516,711
Closed -$4.44M
PVT.U
906
DELISTED
Pivotal Acquisition Corp.
PVT.U
– –
-23,300
Closed -$268K
PVT
907
DELISTED
Pivotal Acquisition Corp.
PVT
– –
-295,318
Closed -$3.01M
HSACU
908
DELISTED
Health Sciences Acquisitions Corporation Units
HSACU
– –
-65,253
Closed -$700K
NFC.WS
909
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
– –
-110,000
Closed -$110K
NFC.U
910
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
– –
-100,100
Closed -$1.08M
ONCE
911
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-12,157
Closed -$1.18M
MTFBW
912
DELISTED
Motif Bio plc Warrants to Purchase ADRs
MTFBW
– –
-17,177
Closed –
RWGE
913
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-27,000
Closed -$278K
RWGE.U
914
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
– –
-100,000
Closed -$1.05M
STI
915
DELISTED
SunTrust Banks, Inc.
STI
– –
-88,565
Closed -$6.09M
SEMG
916
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-43,543
Closed -$711K
CBM
917
DELISTED
Cambrex Corporation
CBM
– –
-6,732
Closed -$400K
VIAB
918
DELISTED
Viacom Inc. Class B
VIAB
– –
-173,129
Closed -$4.16M
LOR
919
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-97,561
Closed -$911K
GIG.RT
920
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
– –
-71,800
Closed -$63K
OLBK
921
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-32,200
Closed -$934K
AVDR
922
DELISTED
Avedro, Inc Common Stock
AVDR
– –
-37,397
Closed -$848K
TPGH.WS
923
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-8,923
Closed -$14K
NNC
924
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-90,983
Closed -$1.23M
ZF
925
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-74,339
Closed -$837K
35 36
37
38 39