WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AMZN icon
Amazon
AMZN
+$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHLL.WS
876
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$29K ﹤0.01%
103,872
– –
KTF
877
DWS Municipal Income Trust
KTF
$356M
$28K ﹤0.01%
2,625
-75,507
-97% -$805K
MUI
878
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$28K ﹤0.01%
+2,194
New +$28K
PXD
879
DELISTED
Pioneer Natural Resource Co.
PXD
$28K ﹤0.01%
400
– –
VRT.WS
880
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$28K ﹤0.01%
+15,682
New +$28K
WRLSR
881
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$28K ﹤0.01%
203,292
+49,917
+33% +$6.88K
TRS icon
882
TriMas Corp
TRS
$1.55B
$27K ﹤0.01%
+1,200
New +$27K
BK icon
883
Bank of New York Mellon
BK
$73.2B
$26K ﹤0.01%
+791
New +$26K
FANG icon
884
Diamondback Energy
FANG
$40B
$26K ﹤0.01%
1,000
– –
MCN
885
Madison Covered Call & Equity Strategy Fund
MCN
$132M
$26K ﹤0.01%
5,198
-22,933
-82% -$115K
WFC icon
886
Wells Fargo
WFC
$256B
$26K ﹤0.01%
+911
New +$26K
LOTZW
887
DELISTED
CarLotz, Inc. Warrant
LOTZW
$26K ﹤0.01%
54,895
+12,195
+29% +$5.78K
BSD
888
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$26K ﹤0.01%
+2,069
New +$26K
CPAAW
889
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$26K ﹤0.01%
18,104
+7,807
+76% +$11.2K
BIDU icon
890
Baidu
BIDU
$37B
$25K ﹤0.01%
250
– –
HPE icon
891
Hewlett Packard
HPE
$32.2B
$25K ﹤0.01%
+2,583
New +$25K
LATNW
892
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$25K ﹤0.01%
+100,000
New +$25K
EOS
893
Eaton Vance Enhance Equity Income Fund II
EOS
$1.3B
$24K ﹤0.01%
+1,800
New +$24K
TWLO icon
894
Twilio
TWLO
$16.4B
$24K ﹤0.01%
270
-4,730
-95% -$420K
MFV
895
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$24K ﹤0.01%
+5,099
New +$24K
PAACR
896
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
$24K ﹤0.01%
123,826
– –
ANSS
897
DELISTED
Ansys
ANSS
$23K ﹤0.01%
+99
New +$23K
LNC icon
898
Lincoln National
LNC
$7.79B
$23K ﹤0.01%
880
+205
+30% +$5.36K
TYL icon
899
Tyler Technologies
TYL
$23.6B
$23K ﹤0.01%
+80
New +$23K
CHPMW
900
DELISTED
CHP Merger Corp. Warrant
CHPMW
$23K ﹤0.01%
+43,800
New +$23K
34 35
36
37 38