WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AMZN icon
Amazon
AMZN
+$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SKX icon
851
Skechers
SKX
$9.51B
$36K ﹤0.01%
+1,526
New +$36K
JSPRW icon
852
Japer Therapeutics, Inc. Warrants
JSPRW
$35K ﹤0.01%
+55,000
New +$35K
MAV
853
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$35K ﹤0.01%
3,493
-132,152
-97% -$1.32M
DOCU icon
854
DocuSign
DOCU
$16B
$34K ﹤0.01%
+375
New +$34K
MAPSW icon
855
WM Technology, Inc. Warrants
MAPSW
$2.33M
$34K ﹤0.01%
87,800
-100,000
-53% -$38.7K
ALTG.WS
856
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$34K ﹤0.01%
+37,879
New +$34K
RNG icon
857
RingCentral
RNG
$2.88B
$33K ﹤0.01%
+156
New +$33K
DDF
858
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$33K ﹤0.01%
+4,061
New +$33K
PRU icon
859
Prudential Financial
PRU
$37.1B
$32K ﹤0.01%
+626
New +$32K
WORK
860
DELISTED
Slack Technologies, Inc.
WORK
$32K ﹤0.01%
+1,225
New +$32K
ATCXW
861
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
$32K ﹤0.01%
+44,996
New +$32K
GMHIW
862
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$32K ﹤0.01%
25,000
-25,000
-50% -$32K
EVM
863
Eaton Vance California Municipal Bond Fund
EVM
$228M
$31K ﹤0.01%
2,978
-42,499
-93% -$442K
NMS icon
864
Nuveen Minnesota Quality Municipal Income Fund
NMS
$70M
$31K ﹤0.01%
+2,378
New +$31K
RIV
865
RiverNorth Opportunities Fund
RIV
$268M
$31K ﹤0.01%
+2,520
New +$31K
NEBUW
866
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$31K ﹤0.01%
31,500
-120,000
-79% -$118K
HZNP
867
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$31K ﹤0.01%
1,058
-1,442
-58% -$42.3K
AR icon
868
Antero Resources
AR
$9.94B
$30K ﹤0.01%
42,788
+36,589
+590% +$25.7K
HIG icon
869
Hartford Financial Services
HIG
$36.8B
$29K ﹤0.01%
824
-5,800
-88% -$204K
OIS icon
870
Oil States International
OIS
$334M
$29K ﹤0.01%
+14,400
New +$29K
TPR icon
871
Tapestry
TPR
$21.9B
$29K ﹤0.01%
2,298
-1,429
-38% -$18K
UI icon
872
Ubiquiti
UI
$36.2B
$29K ﹤0.01%
+206
New +$29K
JEMD
873
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$29K ﹤0.01%
+4,719
New +$29K
SFTW.U
874
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$29K ﹤0.01%
3,000
-600,000
-100% -$5.8M
SCPE.WS
875
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$29K ﹤0.01%
31,250
– –
33 34
35
36 37