WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ILPT
726
Industrial Logistics Properties Trust
ILPT
$404M
$92K ﹤0.01%
5,256
– –
WY icon
727
Weyerhaeuser
WY
$18.6B
$92K ﹤0.01%
5,470
+4,432
+427% +$74.5K
TWNKW
728
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$91K ﹤0.01%
161,086
+4,833
+3% +$2.73K
EVY
729
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$91K ﹤0.01%
+7,385
New +$91K
QD
730
Qudian
QD
$694M
$90K ﹤0.01%
50,511
– –
NXN icon
731
Nuveen New York Tax-Free Income Portfolio
NXN
$46.5M
$87K ﹤0.01%
+6,927
New +$87K
SM icon
732
SM Energy
SM
$3.08B
$87K ﹤0.01%
71,941
+11,541
+19% +$14K
TFC icon
733
Truist Financial
TFC
$59.2B
$87K ﹤0.01%
+2,851
New +$87K
PYN
734
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$86K ﹤0.01%
10,133
+705
+7% +$5.98K
CCX.WS
735
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$86K ﹤0.01%
52,273
-41,064
-44% -$67.6K
NPN
736
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$86K ﹤0.01%
+6,622
New +$86K
INSUW
737
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$86K ﹤0.01%
88,467
+13,467
+18% +$13.1K
GRX
738
Gabelli Healthcare & Wellness Trust
GRX
$148M
$85K ﹤0.01%
9,910
-37,526
-79% -$322K
JMM icon
739
Nuveen Multi-Market Income Fund
JMM
$60.2M
$85K ﹤0.01%
+14,018
New +$85K
GGM
740
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$85K ﹤0.01%
+5,751
New +$85K
MHK icon
741
Mohawk Industries
MHK
$8.65B
$84K ﹤0.01%
+1,104
New +$84K
NAN icon
742
Nuveen New York Quality Municipal Income Fund
NAN
$347M
$84K ﹤0.01%
+6,435
New +$84K
AVPTW
743
DELISTED
AvePoint Inc Warrant
AVPTW
$83K ﹤0.01%
+92,850
New +$83K
SRF
744
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$83K ﹤0.01%
+31,818
New +$83K
MVF icon
745
BlackRock MuniVest Fund
MVF
$381M
$82K ﹤0.01%
10,234
-132,111
-93% -$1.06M
NTAP icon
746
NetApp
NTAP
$24B
$82K ﹤0.01%
+1,977
New +$82K
FSD
747
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$81K ﹤0.01%
+6,727
New +$81K
BKCC
748
DELISTED
BlackRock Capital Investment Corporation
BKCC
$81K ﹤0.01%
37,096
-52,309
-59% -$114K
TRNE.WS
749
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$81K ﹤0.01%
135,000
+25,000
+23% +$15K
DINO icon
750
HF Sinclair
DINO
$9.56B
$80K ﹤0.01%
+3,293
New +$80K
28 29
30
31 32