WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
+$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$31.1M
2
AVGO icon
Broadcom
AVGO
+$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SAMAU
651
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$134K ﹤0.01%
10,800
– –
PHYS icon
652
Sprott Physical Gold
PHYS
$13B
$133K ﹤0.01%
+9,299
New +$133K
GOGO icon
653
Gogo Inc
GOGO
$1.38B
$132K ﹤0.01%
41,794
-117,169
-74% -$370K
PHT
654
Pioneer High Income Fund
PHT
$244M
$132K ﹤0.01%
17,829
-21,455
-55% -$159K
GXGXU
655
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$132K ﹤0.01%
12,800
– –
STNG icon
656
Scorpio Tankers
STNG
$2.88B
$131K ﹤0.01%
10,255
-1,376
-12% -$17.6K
ETSY icon
657
Etsy
ETSY
$5.74B
$130K ﹤0.01%
+1,230
New +$130K
GBDC icon
658
Golub Capital BDC
GBDC
$3.92B
$130K ﹤0.01%
+11,231
New +$130K
NQP icon
659
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$420M
$130K ﹤0.01%
+9,629
New +$130K
EHTH icon
660
eHealth
EHTH
$116M
$128K ﹤0.01%
+1,311
New +$128K
HCCOW
661
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$128K ﹤0.01%
112,089
+12,089
+12% +$13.8K
MSD
662
Morgan Stanley Emerging Markets Debt Fund
MSD
$153M
$127K ﹤0.01%
+15,036
New +$127K
VMC icon
663
Vulcan Materials
VMC
$38.8B
$126K ﹤0.01%
1,092
-34
-3% -$3.92K
GDV icon
664
Gabelli Dividend & Income Trust
GDV
$2.39B
$125K ﹤0.01%
7,125
-112,740
-94% -$1.98M
AERI
665
DELISTED
Aerie Pharmaceuticals, Inc.
AERI
$123K ﹤0.01%
8,364
-2,500
-23% -$36.8K
SHLL.U
666
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$122K ﹤0.01%
3,824
-150,000
-98% -$4.79M
VEEV icon
667
Veeva Systems
VEEV
$44.9B
$121K ﹤0.01%
+519
New +$121K
VVR icon
668
Invesco Senior Income Trust
VVR
$548M
$121K ﹤0.01%
+35,130
New +$121K
NJV
669
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$121K ﹤0.01%
+9,739
New +$121K
COF icon
670
Capital One
COF
$143B
$119K ﹤0.01%
1,909
-41,121
-96% -$2.56M
WMB icon
671
Williams Companies
WMB
$71.5B
$119K ﹤0.01%
+6,259
New +$119K
GNW icon
672
Genworth Financial
GNW
$3.51B
$118K ﹤0.01%
51,433
-13,500
-21% -$31K
KEY icon
673
KeyCorp
KEY
$21B
$116K ﹤0.01%
9,583
-4,181
-30% -$50.6K
SCM icon
674
Stellus Capital Investment Corp
SCM
$411M
$116K ﹤0.01%
15,992
+14,754
+1,192% +$107K
VGI
675
Virtus Global Multi-Sector Income Fund
VGI
$91.3M
$116K ﹤0.01%
10,469
-57,542
-85% -$638K
25 26
27
28 29