WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
+$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$31.1M
2
AVGO icon
Broadcom
AVGO
+$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BABA icon
501
Alibaba
BABA
$337B
$280K ﹤0.01%
1,300
+430
+49% +$92.6K
GS icon
502
Goldman Sachs
GS
$225B
$280K ﹤0.01%
+1,418
New +$280K
MFT
503
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$279K ﹤0.01%
+21,543
New +$279K
CCL icon
504
Carnival Corp
CCL
$42.8B
$277K ﹤0.01%
+16,885
New +$277K
GGZ
505
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$115M
$277K ﹤0.01%
+31,240
New +$277K
SM icon
506
SM Energy
SM
$3.07B
$277K ﹤0.01%
73,941
+2,000
+3% +$7.49K
WFC icon
507
Wells Fargo
WFC
$254B
$277K ﹤0.01%
10,858
+9,947
+1,092% +$254K
IIPR icon
508
Innovative Industrial Properties
IIPR
$1.59B
$276K ﹤0.01%
3,137
+2,537
+423% +$223K
SOR
509
Source Capital
SOR
$366M
$276K ﹤0.01%
+8,344
New +$276K
VIRT icon
510
Virtu Financial
VIRT
$3.26B
$276K ﹤0.01%
+11,712
New +$276K
MKTX icon
511
MarketAxess Holdings
MKTX
$6.99B
$274K ﹤0.01%
547
+402
+277% +$201K
SHPW
512
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$271K ﹤0.01%
3,425
– –
OPI
513
Office Properties Income Trust
OPI
$17.4M
$266K ﹤0.01%
10,270
– –
ALUS
514
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$266K ﹤0.01%
27,090
-113,110
-81% -$1.11M
JPM icon
515
JPMorgan Chase
JPM
$805B
$262K ﹤0.01%
+2,790
New +$262K
EXAS icon
516
Exact Sciences
EXAS
$10.2B
$260K ﹤0.01%
2,999
-5,529
-65% -$479K
CCX.WS
517
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$257K ﹤0.01%
89,066
+36,793
+70% +$106K
SRV
518
NXG Cushing Midstream Energy Fund
SRV
$195M
$255K ﹤0.01%
14,000
+13,792
+6,631% +$251K
CAT icon
519
Caterpillar
CAT
$198B
$252K ﹤0.01%
+1,994
New +$252K
FSLF
520
DELISTED
First Eagle Senior Loan Fund
FSLF
$250K ﹤0.01%
+20,310
New +$250K
AFT
521
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$249K ﹤0.01%
+20,089
New +$249K
IHD
522
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$246K ﹤0.01%
39,627
-171,809
-81% -$1.07M
WHLRP
523
Wheeler Real Estate Investment Trust, Inc. Preferred Stock
WHLRP
$3.64M
$246K ﹤0.01%
34,319
-5,395
-14% -$38.7K
JOF
524
Japan Smaller Capitalization Fund
JOF
$309M
$245K ﹤0.01%
31,359
-79,700
-72% -$623K
SPXU icon
525
ProShares UltraPro Short S&P 500
SPXU
$519M
$245K ﹤0.01%
833
-5,611
-87% -$1.65M
19 20
21
22 23