WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
+$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$31.1M
2
AVGO icon
Broadcom
AVGO
+$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWF icon
476
iShares Russell 1000 Growth ETF
IWF
$118B
$316K ﹤0.01%
+1,650
New +$316K
MFD
477
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$315K ﹤0.01%
39,575
-31,016
-44% -$247K
BFY
478
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$314K ﹤0.01%
22,840
+474
+2% +$6.52K
GRAF.WS
479
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$313K ﹤0.01%
137,697
+47,697
+53% +$108K
ES icon
480
Eversource Energy
ES
$23.3B
$309K ﹤0.01%
3,713
+176
+5% +$14.6K
USB icon
481
US Bancorp
USB
$75.7B
$309K ﹤0.01%
+8,411
New +$309K
HNW
482
Pioneer Diversified High Income Fund
HNW
$107M
$307K ﹤0.01%
25,620
+8,249
+47% +$98.8K
PNF
483
DELISTED
PIMCO New York Municipal Income Fund
PNF
$304K ﹤0.01%
26,517
+11,837
+81% +$136K
INSUW
484
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$303K ﹤0.01%
83,467
-5,000
-6% -$18.2K
ICE icon
485
Intercontinental Exchange
ICE
$99.5B
$302K ﹤0.01%
3,300
– –
TNDM icon
486
Tandem Diabetes Care
TNDM
$845M
$302K ﹤0.01%
+3,056
New +$302K
CCH.WS
487
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$301K ﹤0.01%
92,651
-108,065
-54% -$351K
EVY
488
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$297K ﹤0.01%
23,591
+16,206
+219% +$204K
HII icon
489
Huntington Ingalls Industries
HII
$10.6B
$294K ﹤0.01%
+1,685
New +$294K
HCCH
490
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$293K ﹤0.01%
24,080
-21,920
-48% -$267K
SPAQ.WS
491
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$293K ﹤0.01%
162,987
+37,055
+29% +$66.6K
PG icon
492
Procter & Gamble
PG
$372B
$290K ﹤0.01%
2,426
+515
+27% +$61.6K
KCAC.U
493
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
$289K ﹤0.01%
+28,915
New +$289K
GMZ
494
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$286K ﹤0.01%
+29,921
New +$286K
C icon
495
Citigroup
C
$176B
$285K ﹤0.01%
5,580
-15,452
-73% -$789K
NCLH icon
496
Norwegian Cruise Line
NCLH
$11.1B
$284K ﹤0.01%
+17,307
New +$284K
JCE icon
497
Nuveen Core Equity Alpha Fund
JCE
$266M
$283K ﹤0.01%
+23,248
New +$283K
MFIC icon
498
MidCap Financial Investment
MFIC
$1.21B
$283K ﹤0.01%
29,675
-77,591
-72% -$740K
AMD icon
499
Advanced Micro Devices
AMD
$246B
$282K ﹤0.01%
5,365
+5,281
+6,287% +$278K
CCXX.U
500
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$282K ﹤0.01%
25,000
-250,000
-91% -$2.82M
18 19
20
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