WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+1.84%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.37B
AUM Growth
+$711M
Cap. Flow
-$2.89B
Cap. Flow %
-53.75%
Top 10 Hldgs %
23.81%
Holding
1,479
New
260
Increased
290
Reduced
225
Closed
285

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$79.6M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AVGO icon
Broadcom
AVGO
$24M
5
AMZN icon
Amazon
AMZN
$20.3M

Top Sells

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$24.3M
2
AABA
Altaba Inc. Common Stock
AABA
$19.5M
3
TWO
Two Harbors Investment
TWO
$12.9M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.4M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
$10.6M

Sector Composition

1 Real Estate 4.36%
2 Consumer Discretionary 2.59%
3 Technology 2.4%
4 Industrials 2.32%
5 Healthcare 1.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHR.PRA
476
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$472K 0.01%
400
– –
CI icon
477
Cigna
CI
$81.5B
$470K 0.01%
2,303
– –
SIVB
478
DELISTED
SVB Financial Group
SIVB
$470K 0.01%
1,874
-8,126
-81% -$2.04M
BHC icon
479
Bausch Health
BHC
$2.72B
$469K 0.01%
15,691
– –
FDUS icon
480
Fidus Investment
FDUS
$757M
$468K 0.01%
31,595
+15,937
+102% +$236K
RVT icon
481
Royce Value Trust
RVT
$1.96B
$466K 0.01%
31,586
-29,415
-48% -$434K
BROG
482
DELISTED
Brooge Energy
BROG
$463K 0.01%
52,481
-171,973
-77% -$1.52M
GF
483
New Germany Fund
GF
$184M
$460K 0.01%
29,396
+387
+1% +$6.06K
RPM icon
484
RPM International
RPM
$16.2B
$460K 0.01%
+6,000
New +$460K
CAR icon
485
Avis
CAR
$5.5B
$453K 0.01%
14,067
-20,000
-59% -$644K
MEN
486
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$449K 0.01%
+40,301
New +$449K
BKCC
487
DELISTED
BlackRock Capital Investment Corporation
BKCC
$443K 0.01%
89,405
-46,235
-34% -$229K
DIAX icon
488
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$535M
$431K 0.01%
+24,461
New +$431K
ROIC
489
DELISTED
Retail Opportunity Investments Corp.
ROIC
$427K 0.01%
+24,227
New +$427K
GRAF.U
490
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$426K ﹤0.01%
40,000
– –
BOLD
491
DELISTED
Audentes Therapeutics, Inc
BOLD
$424K ﹤0.01%
+7,091
New +$424K
GSM icon
492
FerroAtlántica
GSM
$799M
$419K ﹤0.01%
445,905
-800
-0.2% -$752
CYH icon
493
Community Health Systems
CYH
$409M
$418K ﹤0.01%
144,242
-150,000
-51% -$435K
NGD
494
New Gold Inc
NGD
$4.99B
$415K ﹤0.01%
472,257
+1,500
+0.3% +$1.32K
UPBD icon
495
Upbound Group
UPBD
$1.47B
$413K ﹤0.01%
14,343
-2,500
-15% -$72K
PAACU
496
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$412K ﹤0.01%
40,000
– –
CMBM icon
497
Cambium Networks
CMBM
$18.4M
$409K ﹤0.01%
46,800
+2,400
+5% +$21K
GNW icon
498
Genworth Financial
GNW
$3.52B
$408K ﹤0.01%
92,733
– –
RMG.U
499
DELISTED
RMG Acquisition Corp.
RMG.U
$406K ﹤0.01%
40,001
– –
AIZ icon
500
Assurant
AIZ
$10.7B
$404K ﹤0.01%
3,085
-80
-3% -$10.5K
18 19
20
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