WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FDEU
451
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$435K 0.01%
+47,529
New +$435K
MITT
452
AG Mortgage Investment Trust
MITT
$247M
$434K 0.01%
52,818
-201,341
-79% -$1.65M
CCI icon
453
Crown Castle
CCI
$41.9B
$433K 0.01%
+3,000
New +$433K
IRM icon
454
Iron Mountain
IRM
$27.2B
$430K 0.01%
18,100
+800
+5% +$19K
HTY
455
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$423K 0.01%
+84,511
New +$423K
LOAC
456
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
$422K 0.01%
40,000
-20,000
-33% -$211K
PAACU
457
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$417K 0.01%
40,000
– –
SPCE.WS
458
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$417K 0.01%
55,796
-417,382
-88% -$3.12M
MGNI icon
459
Magnite
MGNI
$3.54B
$413K 0.01%
74,488
+61,310
+465% +$340K
NCB
460
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$413K 0.01%
28,128
+19,639
+231% +$288K
AMKR icon
461
Amkor Technology
AMKR
$6.09B
$411K 0.01%
+52,854
New +$411K
CI icon
462
Cigna
CI
$81.5B
$408K 0.01%
2,303
– –
HIX
463
Western Asset High Income Fund II
HIX
$391M
$406K 0.01%
81,195
-123,935
-60% -$620K
ORSNU
464
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$406K 0.01%
39,900
– –
CLM icon
465
Cornerstone Strategic Value Fund
CLM
$2.33B
$404K 0.01%
50,596
+45,473
+888% +$363K
LII icon
466
Lennox International
LII
$20.3B
$404K 0.01%
+2,227
New +$404K
PAE
467
DELISTED
PAE Incorporated Class A Common Stock
PAE
$401K 0.01%
61,897
-278,103
-82% -$1.8M
MMT
468
MFS Multimarket Income Trust
MMT
$263M
$399K 0.01%
+79,510
New +$399K
ISD
469
PGIM High Yield Bond Fund
ISD
$486M
$394K 0.01%
+34,042
New +$394K
JHB
470
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$394K 0.01%
+45,885
New +$394K
DPHCU
471
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
$394K 0.01%
+40,000
New +$394K
JAZZ icon
472
Jazz Pharmaceuticals
JAZZ
$7.86B
$389K 0.01%
+3,902
New +$389K
CVX icon
473
Chevron
CVX
$310B
$384K 0.01%
+5,305
New +$384K
AMCX icon
474
AMC Networks
AMCX
$328M
$383K 0.01%
15,758
+10,958
+228% +$266K
LEO
475
BNY Mellon Strategic Municipals
LEO
$375M
$379K 0.01%
+50,891
New +$379K
17 18
19
20 21