WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IOTS
401
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
$555K 0.01%
+49,601
New +$555K
EAD
402
Allspring Income Opportunities Fund
EAD
$421M
$550K 0.01%
+86,354
New +$550K
CEM
403
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$546K 0.01%
+59,674
New +$546K
BRY icon
404
Berry Corp
BRY
$249M
$543K 0.01%
225,472
+186,217
+474% +$448K
PSTG icon
405
Pure Storage
PSTG
$25.9B
$542K 0.01%
+44,136
New +$542K
CWEN icon
406
Clearway Energy Class C
CWEN
$3.38B
$540K 0.01%
28,738
– –
AGD
407
abrdn Global Dynamic Dividend Fund
AGD
$302M
$536K 0.01%
+73,120
New +$536K
NXP icon
408
Nuveen Select Tax-Free Income Portfolio
NXP
$726M
$533K 0.01%
+35,618
New +$533K
MFD
409
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$531K 0.01%
70,591
-6,495
-8% -$48.9K
GLD icon
410
SPDR Gold Trust
GLD
$112B
$528K 0.01%
3,570
-39,145
-92% -$5.79M
IP icon
411
International Paper
IP
$25.7B
$524K 0.01%
17,806
+13,209
+287% +$389K
CGC
412
Canopy Growth
CGC
$456M
$518K 0.01%
3,597
-320
-8% -$46.1K
BMTX
413
DELISTED
BM Technologies, Inc.
BMTX
$514K 0.01%
49,954
-150,000
-75% -$1.54M
VLDR
414
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$510K 0.01%
+50,200
New +$510K
AAPL icon
415
Apple
AAPL
$3.56T
$508K 0.01%
+8,000
New +$508K
NVT icon
416
nVent Electric
NVT
$14.9B
$506K 0.01%
+30,000
New +$506K
ANDAU
417
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$506K 0.01%
49,800
– –
JTA
418
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$505K 0.01%
71,762
+50,626
+240% +$356K
QHC
419
DELISTED
Quorum Health Corporation
QHC
$500K 0.01%
1,107,311
+117,269
+12% +$53K
WTRU
420
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$500K 0.01%
+9,165
New +$500K
HFRO
421
Highland Opportunities and Income Fund
HFRO
$342M
$498K 0.01%
58,479
+18,705
+47% +$159K
APXTU
422
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$496K 0.01%
48,902
-436,098
-90% -$4.42M
EXAS icon
423
Exact Sciences
EXAS
$10.2B
$494K 0.01%
8,528
-88,090
-91% -$5.1M
DSL
424
DoubleLine Income Solutions Fund
DSL
$1.44B
$490K 0.01%
+36,767
New +$490K
RPLA.U
425
DELISTED
Replay Acquisition Corp.
RPLA.U
$490K 0.01%
+50,000
New +$490K
15 16
17
18 19