WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WDC icon
351
Western Digital
WDC
$31.9B
$720K 0.01%
22,918
-10,730
-32% -$337K
ZIONW
352
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$720K 0.01%
2,194,697
-126,110
-5% -$41.4K
SMG icon
353
ScottsMiracle-Gro
SMG
$3.64B
$716K 0.01%
+7,000
New +$716K
VSTO
354
DELISTED
Vista Outdoor Inc.
VSTO
$703K 0.01%
79,891
+8,278
+12% +$72.8K
NPAUU
355
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$700K 0.01%
68,216
– –
CENTA icon
356
Central Garden & Pet Class A
CENTA
$2.15B
$686K 0.01%
+33,544
New +$686K
VER
357
DELISTED
VEREIT, Inc.
VER
$681K 0.01%
27,884
+4,579
+20% +$112K
BLW icon
358
BlackRock Limited Duration Income Trust
BLW
$548M
$679K 0.01%
+53,820
New +$679K
BGH
359
Barings Global Short Duration High Yield Fund
BGH
$332M
$668K 0.01%
60,097
+30,245
+101% +$336K
UBER icon
360
Uber
UBER
$190B
$668K 0.01%
23,938
+2,897
+14% +$80.8K
KSM
361
DELISTED
DWS Strategic Municipal Income Trust
KSM
$663K 0.01%
64,259
+55,423
+627% +$572K
IMVTW
362
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$661K 0.01%
275,622
+174,672
+173% +$419K
PDX
363
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$660K 0.01%
122,916
+86,214
+235% +$463K
ARYAU
364
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$659K 0.01%
59,920
-80
-0.1% -$880
VGI
365
Virtus Global Multi-Sector Income Fund
VGI
$90.8M
$656K 0.01%
68,011
+59,222
+674% +$571K
SPXX icon
366
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$326M
$648K 0.01%
+55,967
New +$648K
UNIT
367
Uniti Group
UNIT
$1.59B
$641K 0.01%
+106,408
New +$641K
SWZ
368
Swiss Helvetia Fund
SWZ
$79.6M
$638K 0.01%
91,883
-62,428
-40% -$433K
VLT icon
369
Invesco High Income Trust II
VLT
$72.7M
$638K 0.01%
59,611
+16,717
+39% +$179K
PZC
370
DELISTED
PIMCO California Municipal Income Fund III
PZC
$631K 0.01%
+64,860
New +$631K
EBSB
371
DELISTED
Meridian Bancorp, Inc.
EBSB
$631K 0.01%
+56,314
New +$631K
ACV
372
Virtus Diversified Income & Convertible Fund
ACV
$243M
$630K 0.01%
+35,051
New +$630K
CYH icon
373
Community Health Systems
CYH
$409M
$628K 0.01%
188,129
+43,887
+30% +$147K
NXPI icon
374
NXP Semiconductors
NXPI
$57.2B
$627K 0.01%
7,565
– –
GIX.U
375
DELISTED
GigCapital2, Inc.
GIX.U
$618K 0.01%
60,000
– –
13 14
15
16 17