WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INOV
301
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$916K 0.01%
+55,000
New +$916K
TROX icon
302
Tronox
TROX
$696M
$914K 0.01%
183,680
+85,056
+86% +$423K
RMG.U
303
DELISTED
RMG Acquisition Corp.
RMG.U
$910K 0.01%
90,001
+50,000
+125% +$506K
EMF
304
Templeton Emerging Markets Fund
EMF
$232M
$902K 0.01%
80,920
-53,543
-40% -$597K
AVPT icon
305
AvePoint
AVPT
$3.46B
$899K 0.01%
+92,299
New +$899K
IAA
306
DELISTED
IAA, Inc. Common Stock
IAA
$898K 0.01%
30,000
+10,000
+50% +$299K
CSFL
307
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$897K 0.01%
+52,113
New +$897K
IVZ icon
308
Invesco
IVZ
$9.74B
$896K 0.01%
98,746
+48,746
+97% +$442K
CGBD icon
309
Carlyle Secured Lending
CGBD
$996M
$889K 0.01%
170,474
+105,665
+163% +$551K
IID
310
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$887K 0.01%
231,721
+71,532
+45% +$274K
C icon
311
Citigroup
C
$176B
$885K 0.01%
+21,032
New +$885K
AXTA icon
312
Axalta
AXTA
$6.88B
$870K 0.01%
50,398
– –
MAT icon
313
Mattel
MAT
$6.04B
$867K 0.01%
98,427
+29,791
+43% +$262K
LIN icon
314
Linde
LIN
$219B
$865K 0.01%
5,000
-3,000
-38% -$519K
RIG icon
315
Transocean
RIG
$2.88B
$861K 0.01%
742,898
-966
-0.1% -$1.12K
FXI icon
316
iShares China Large-Cap ETF
FXI
$6.63B
$850K 0.01%
+22,669
New +$850K
TEVA icon
317
Teva Pharmaceuticals
TEVA
$21.5B
$848K 0.01%
94,446
+44,300
+88% +$398K
CLF icon
318
Cleveland-Cliffs
CLF
$5.53B
$840K 0.01%
212,818
+148,318
+230% +$585K
OSB
319
DELISTED
Norbord Inc.
OSB
$828K 0.01%
70,000
-105,000
-60% -$1.24M
MPC icon
320
Marathon Petroleum
MPC
$54.3B
$826K 0.01%
35,000
-23,000
-40% -$543K
KEM
321
DELISTED
KEMET Corporation
KEM
$824K 0.01%
+34,126
New +$824K
CSTM icon
322
Constellium
CSTM
$2B
$823K 0.01%
158,000
-320,000
-67% -$1.67M
SRC
323
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$821K 0.01%
+31,427
New +$821K
LACQ
324
DELISTED
Leisure Acquisition Corp.
LACQ
$818K 0.01%
+75,000
New +$818K
NUO
325
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$818K 0.01%
55,592
+53,687
+2,818% +$790K
11 12
13
14 15