WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$31.1M
2
AVGO icon
Broadcom
AVGO
$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FFA
276
First Trust Enhanced Equity Income Fund
FFA
$426M
$1.01M 0.01%
+69,437
New +$1.01M
CELU icon
277
Celularity
CELU
$64.3M
$1.01M 0.01%
+9,901
New +$1.01M
KRE icon
278
SPDR S&P Regional Banking ETF
KRE
$3.99B
$1.01M 0.01%
26,245
-27,255
-51% -$1.05M
SRTA
279
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$332M
$1.01M 0.01%
+101,000
New +$1.01M
ENB icon
280
Enbridge
ENB
$105B
$1.01M 0.01%
33,089
– –
CII icon
281
BlackRock Enhanced Captial and Income Fund
CII
$948M
$1M 0.01%
+69,265
New +$1M
HEES
282
DELISTED
H&E Equipment Services
HEES
$992K 0.01%
53,730
– –
MP icon
283
MP Materials
MP
$11.2B
$987K 0.01%
+99,000
New +$987K
CCMP
284
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$976K 0.01%
+7,000
New +$976K
NUO
285
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$965K 0.01%
64,352
+8,760
+16% +$131K
WDC icon
286
Western Digital
WDC
$31.9B
$964K 0.01%
28,915
+5,997
+26% +$200K
ROK icon
287
Rockwell Automation
ROK
$38.2B
$958K 0.01%
4,500
-12,561
-74% -$2.67M
BBF
288
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$947K 0.01%
74,399
+7,875
+12% +$100K
PCPL.U
289
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$932K 0.01%
+88,000
New +$932K
ETG
290
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.59B
$929K 0.01%
65,060
+39,404
+154% +$563K
CCH.U
291
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$920K 0.01%
61,342
-300,000
-83% -$4.5M
KSM
292
DELISTED
DWS Strategic Municipal Income Trust
KSM
$918K 0.01%
87,436
+23,177
+36% +$243K
RDFN
293
DELISTED
Redfin
RDFN
$911K 0.01%
+21,754
New +$911K
EOSE icon
294
Eos Energy Enterprises
EOSE
$2.01B
$902K 0.01%
+84,100
New +$902K
GTN icon
295
Gray Television
GTN
$625M
$896K 0.01%
64,281
-5,169
-7% -$72.1K
MIK
296
DELISTED
Michaels Stores, Inc
MIK
$896K 0.01%
126,782
-48,737
-28% -$344K
BXP icon
297
Boston Properties
BXP
$12.2B
$893K 0.01%
+9,886
New +$893K
BSL
298
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$889K 0.01%
69,135
+2,100
+3% +$27K
GNT
299
GAMCO Natural Resources, Gold & Income Trust
GNT
$112M
$880K 0.01%
182,992
+109,570
+149% +$527K
BRY icon
300
Berry Corp
BRY
$249M
$877K 0.01%
181,655
-43,817
-19% -$212K
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