WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EARN
276
Ellington Residential Mortgage REIT
EARN
$212M
$1.04M 0.02%
197,032
+122,455
+164% +$649K
NUW icon
277
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$1.03M 0.01%
65,667
+13,243
+25% +$207K
FTACU
278
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.02M 0.01%
+100,000
New +$1.02M
TLRD
279
DELISTED
Tailored Brands, Inc.
TLRD
$1.02M 0.01%
588,403
-114,326
-16% -$199K
CHNG
280
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$1.02M 0.01%
+102,218
New +$1.02M
TRNE.U
281
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$1.01M 0.01%
100,200
+15,696
+19% +$159K
CLVR
282
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$1.01M 0.01%
+3,333
New +$1.01M
KMF
283
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.01M 0.01%
302,347
-213,628
-41% -$711K
ASH icon
284
Ashland
ASH
$2.51B
$1M 0.01%
+20,000
New +$1M
PIC.U
285
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$996K 0.01%
100,000
-70,000
-41% -$697K
VRT icon
286
Vertiv
VRT
$47.4B
$994K 0.01%
115,000
-371,331
-76% -$3.21M
JDD
287
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$993K 0.01%
141,114
+112,053
+386% +$789K
HD icon
288
Home Depot
HD
$417B
$970K 0.01%
5,200
+4,748
+1,050% +$886K
TCOM icon
289
Trip.com Group
TCOM
$47.6B
$963K 0.01%
41,077
+2,612
+7% +$61.2K
ENB icon
290
Enbridge
ENB
$105B
$962K 0.01%
33,089
– –
IAC icon
291
IAC Inc
IAC
$2.98B
$956K 0.01%
29,868
-368,435
-93% -$11.8M
TQQQ icon
292
ProShares UltraPro QQQ
TQQQ
$26.7B
$952K 0.01%
80,000
-411,684
-84% -$4.9M
AEPPL
293
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$951K 0.01%
19,623
-4,102
-17% -$199K
CC icon
294
Chemours
CC
$2.34B
$947K 0.01%
106,823
+17,620
+20% +$156K
EDD
295
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$346M
$943K 0.01%
+181,049
New +$943K
ETFC
296
DELISTED
E*Trade Financial Corporation
ETFC
$942K 0.01%
+27,469
New +$942K
LGF.A
297
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$941K 0.01%
154,835
+93,449
+152% +$568K
TSLA icon
298
Tesla
TSLA
$1.13T
$934K 0.01%
26,745
-311,370
-92% -$10.9M
TYG
299
Tortoise Energy Infrastructure Corp
TYG
$735M
$929K 0.01%
90,749
+39,633
+78% +$406K
CXO
300
DELISTED
CONCHO RESOURCES INC.
CXO
$918K 0.01%
21,432
+18,932
+757% +$811K
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