WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$31.1M
2
AVGO icon
Broadcom
AVGO
$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BMRG.U
251
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$1.17M 0.01%
+100,000
New +$1.17M
TYG
252
Tortoise Energy Infrastructure Corp
TYG
$736M
$1.16M 0.01%
72,350
-18,399
-20% -$295K
KSS icon
253
Kohl's
KSS
$1.86B
$1.15M 0.01%
+55,547
New +$1.15M
GMHIU
254
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$1.15M 0.01%
102,410
+42,735
+72% +$481K
LGF.A
255
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$1.15M 0.01%
154,835
– –
CTRE icon
256
CareTrust REIT
CTRE
$7.56B
$1.14M 0.01%
66,432
+46,432
+232% +$796K
UPRO icon
257
ProShares UltraPro S&P 500
UPRO
$4.49B
$1.14M 0.01%
51,358
-319,854
-86% -$7.09M
EDD
258
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$346M
$1.14M 0.01%
201,503
+20,454
+11% +$116K
LVOX
259
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$1.13M 0.01%
107,686
-65,814
-38% -$688K
HR
260
DELISTED
Healthcare Realty Trust Incorporated
HR
$1.12M 0.01%
+38,209
New +$1.12M
FREE
261
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$1.12M 0.01%
139,364
-453,792
-77% -$3.64M
DMYT.U
262
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$1.12M 0.01%
105,609
-700,000
-87% -$7.4M
WFC.PRL icon
263
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.91B
$1.12M 0.01%
853
-1,225
-59% -$1.6M
HOUS icon
264
Anywhere Real Estate
HOUS
$724M
$1.1M 0.01%
149,018
-246,936
-62% -$1.83M
ZION icon
265
Zions Bancorporation
ZION
$8.34B
$1.07M 0.01%
+31,500
New +$1.07M
APXTU
266
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$1.07M 0.01%
93,360
+44,458
+91% +$510K
ELS icon
267
Equity Lifestyle Properties
ELS
$12B
$1.07M 0.01%
17,105
-4,348
-20% -$271K
PFF icon
268
iShares Preferred and Income Securities ETF
PFF
$14.5B
$1.06M 0.01%
+30,646
New +$1.06M
CUBE icon
269
CubeSmart
CUBE
$9.52B
$1.05M 0.01%
39,063
-37,487
-49% -$1.01M
CET
270
Central Securities Corp
CET
$1.45B
$1.05M 0.01%
+36,327
New +$1.05M
MMU
271
Western Asset Managed Municipals Fund
MMU
$551M
$1.05M 0.01%
87,282
-31,552
-27% -$379K
TRNE.U
272
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$1.03M 0.01%
93,211
-6,989
-7% -$77K
FUND
273
Sprott Focus Trust
FUND
$247M
$1.02M 0.01%
+173,124
New +$1.02M
HIMS icon
274
Hims & Hers Health
HIMS
$10.9B
$1.02M 0.01%
+100,000
New +$1.02M
IPV.U
275
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$1.02M 0.01%
100,000
-75,000
-43% -$762K
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