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WI

Wintrust Investments Portfolio holdings

AUM $114M
1-Year Est. Return 21.99%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+21.99%
3 Year Est. Return
+27.54%
5 Year Est. Return
+87.26%
10 Year Est. Return
–
AUM
$240M
AUM Growth
+$24.1M
Cap. Flow
+$18.7M
Cap. Flow %
7.78%
Top 10 Hldgs %
46.96%
Holding
246
New
53
Increased
76
Reduced
86
Closed
22

Top Buys

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.75M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$2.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.12M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.07M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.61M

Top Sells

Rank Stock Value
1
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.43M
2
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$1.07M
3
BGC icon
BGC Group
BGC
+$1.07M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$1.06M
5
IMCB icon
iShares Morningstar Mid-Cap ETF
IMCB
+$1.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 80.35%
2 Financials 4.25%
3 Healthcare 3.74%
4 Communication Services 2.58%
5 Industrials 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
51
First Trust Health Care AlphaDEX Fund
FXH
$1.16B
$879K 0.37%
15,343
-2,262
-13% -$131K
PFE icon
52
Pfizer
PFE
$160B
$862K 0.36%
27,976
+2,151
+8% +$65.7K
FXN icon
53
First Trust Energy AlphaDEX Fund
FXN
$397M
$860K 0.36%
52,089
+6,596
+14% +$104K
MSFT icon
54
Microsoft
MSFT
$3.75T
$841K 0.35%
13,538
-51
-0.4% -$3.07K
BIL icon
55
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$840K 0.35%
9,185
+6,185
+206% +$566K
ISTB icon
56
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.09B
$762K 0.32%
15,232
+7,845
+106% +$394K
FTSL icon
57
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$755K 0.31%
15,555
-2,847
-15% -$138K
ITW icon
58
Illinois Tool Works
ITW
$80.2B
$753K 0.31%
6,150
– –
FEX icon
59
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$746K 0.31%
15,298
-51,109
-77% -$2.43M
WMT icon
60
Walmart Inc
WMT
$817B
$742K 0.31%
32,196
-9,582
-23% -$224K
FJP icon
61
First Trust Japan AlphaDEX Fund
FJP
$262M
$727K 0.3%
+15,273
New +$741K
KFY icon
62
Korn Ferry
KFY
$4.35B
$720K 0.3%
24,475
-3,365
-12% -$82K
RDS.B
63
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$713K 0.3%
12,292
+4,242
+53% +$232K
HYLS icon
64
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$702K 0.29%
14,555
+8,633
+146% +$416K
CWB icon
65
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$699K 0.29%
15,306
-31
-0.2% -$1.42K
QABA icon
66
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.2M
$699K 0.29%
13,244
-1,955
-13% -$91.3K
SDY icon
67
State Street SPDR S&P Dividend ETF
SDY
$22B
$694K 0.29%
8,114
+275
+4% +$23.1K
C icon
68
Citigroup
C
$223B
$692K 0.29%
11,636
-48
-0.4% -$2.59K
IGV icon
69
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$685K 0.29%
+31,445
New +$703K
LQD icon
70
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$677K 0.28%
5,780
-677
-10% -$80.5K
ABBV icon
71
AbbVie
ABBV
$456B
$673K 0.28%
10,749
+1,597
+17% +$97.5K
RSPM icon
72
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$191M
$668K 0.28%
+36,680
New +$648K
MRC
73
DELISTED
MRC Global
MRC
$667K 0.28%
32,925
-1,412
-4% -$25.7K
MRK icon
74
Merck
MRK
$369B
$662K 0.28%
11,777
-192
-2% -$11.2K
VZ icon
75
Verizon
VZ
$205B
$660K 0.27%
12,371
-340
-3% -$17K
1 2
3
4 5

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WWS
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EECFI
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TKP
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SSF
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KA
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RCM
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ACM
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Wintrust Investments's Q4 2016 Portfolio in Review

As of Q4 2016, Wintrust Investments held 246 positions worth $240M, up 11% from $216M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Wintrust Investments deployed $18.7M of net new capital in Q4 2016, opening 53 new positions and adding to 76 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 61,312 shares worth $2.87M.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, up from 77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Large Cap Core AlphaDEX Fund, an estimated $2.43M trimmed.

  • Wintrust Investments's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 61,312 shares worth $2.87M.
  • Wintrust Investments added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $2.12M increase.
  • Wintrust Investments's biggest Q4 2016 reduction was First Trust Large Cap Core AlphaDEX Fund, cutting an estimated $2.43M.
  • Wintrust Investments fully exited First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in Q4 2016, selling an estimated $1.07M.
  • Wintrust Investments's ten largest holdings make up 47% of its $240M portfolio in Q4 2016.
  • Wintrust Investments opened 53 new positions and closed 22 in Q4 2016.
  • Wintrust Investments's portfolio value rose 11% quarter-over-quarter to $240M.

Based on Wintrust Investments's 13F filing for Q4 2016, filed 14 Feb 2017.