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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+1.77%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$163M
AUM Growth
+$3.92M
Cap. Flow
+$2.9M
Cap. Flow %
1.78%
Top 10 Hldgs %
30.1%
Holding
801
New
76
Increased
228
Reduced
134
Closed
44

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.49M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$715K
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$701K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$654K
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$625K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$706K
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$622K
3
AAPL icon
Apple
AAPL
+$551K
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$535K
5
IBB icon
iShares Biotechnology ETF
IBB
+$501K

Sector Composition

Rank Sector Weight
1 Technology 8.24%
2 Consumer Discretionary 7.99%
3 Communication Services 6.78%
4 Financials 5.28%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
201
PPG Industries
PPG
$26.4B
$39K 0.02%
410
– –
TSLA icon
202
Tesla
TSLA
$1.22T
$38K 0.02%
2,640
– –
IWB icon
203
iShares Russell 1000 ETF
IWB
$47.7B
$37K 0.02%
300
– –
BP icon
204
BP
BP
$109B
$36K 0.02%
1,115
+152
+16% +$4.57K
EZU icon
205
iShare MSCI Eurozone ETF
EZU
$9.45B
$35K 0.02%
1,000
-500
-33% -$16.9K
GLD icon
206
SPDR Gold Trust
GLD
$132B
$35K 0.02%
320
– –
HTBK
207
DELISTED
Heritage Commerce
HTBK
$35K 0.02%
2,392
– –
VGK icon
208
Vanguard FTSE Europe ETF
VGK
$30.1B
$35K 0.02%
733
– –
RDS.A
209
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$35K 0.02%
640
+95
+17% +$4.89K
BTI icon
210
British American Tobacco
BTI
$131B
$34K 0.02%
610
+130
+27% +$7.36K
RQI icon
211
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$34K 0.02%
2,750
– –
CL icon
212
Colgate-Palmolive
CL
$73.6B
$33K 0.02%
495
-15
-3% -$1.03K
TECK icon
213
Teck Resources
TECK
$29.3B
$33K 0.02%
1,670
+1,500
+882% +$32.5K
LBF
214
DELISTED
Deutsche Global High Incm Fund
LBF
$33K 0.02%
4,000
– –
RDS.B
215
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$32K 0.02%
555
+70
+14% +$3.83K
COL
216
DELISTED
Rockwell Collins
COL
$32K 0.02%
350
– –
SHPG
217
DELISTED
Shire pic
SHPG
$32K 0.02%
186
+15
+9% +$2.66K
DE icon
218
Deere & Co
DE
$169B
$31K 0.02%
300
– –
EEM icon
219
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$30K 0.02%
850
– –
GSK icon
220
GSK
GSK
$104B
$30K 0.02%
616
+116
+23% +$5.73K
RY icon
221
Royal Bank of Canada
RY
$291B
$30K 0.02%
445
+50
+13% +$3.24K
UNP icon
222
Union Pacific
UNP
$178B
$30K 0.02%
286
– –
VRTX icon
223
Vertex Pharmaceuticals
VRTX
$122B
$29K 0.02%
400
– –
WDAY icon
224
Workday
WDAY
$36.4B
$29K 0.02%
440
– –
BMY icon
225
Bristol-Myers Squibb
BMY
$128B
$28K 0.02%
485
-115
-19% -$6.29K
7 8
9
10 11

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Winfield Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Winfield Associates held 801 positions worth $163M, up 2.5% from $159M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Winfield Associates's Q4 2016 filing shows 76 new, 228 increased, 134 reduced and 44 closed positions. Its largest new stake was State Street SPDR S&P Transportation ETF: 6,800 shares worth $367K. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $706K.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q4 2016 buy was State Street SPDR S&P Transportation ETF: 6,800 shares worth $367K.
  • Winfield Associates added most to iShares Russell 2000 Value ETF in Q4 2016, an estimated $1.49M increase.
  • Winfield Associates's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $706K.
  • Winfield Associates fully exited Elevance Health in Q4 2016, selling an estimated $332K.
  • Winfield Associates's ten largest holdings make up 30% of its $163M portfolio in Q4 2016.
  • Winfield Associates opened 76 new positions and closed 44 in Q4 2016.
  • Winfield Associates's portfolio value rose 2.5% quarter-over-quarter to $163M.

Based on Winfield Associates's 13F filing for Q4 2016, filed 20 Jan 2017.