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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$12.3M
Cap. Flow
-$3.24M
Cap. Flow %
-2.42%
Top 10 Hldgs %
35.77%
Holding
328
New
38
Increased
60
Reduced
64
Closed
22

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.39M
2
AMZN icon
Amazon
AMZN
+$983K
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$460K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$445K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$430K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$963K
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$923K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$758K
5
ROK icon
Rockwell Automation
ROK
+$682K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 8.01%
3 Consumer Discretionary 7.43%
4 Financials 5.15%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYJ icon
176
iShares US Industrials ETF
IYJ
$2B
$35K 0.03%
720
– –
UNH icon
177
UnitedHealth
UNH
$387B
$35K 0.03%
300
– –
TGT icon
178
Target
TGT
$65.3B
$34K 0.03%
428
+125
+41% +$9.98K
IWB icon
179
iShares Russell 1000 ETF
IWB
$48B
$32K 0.02%
300
-300
-50% -$34.1K
AMGN icon
180
Amgen
AMGN
$211B
$31K 0.02%
225
– –
JD icon
181
JD.com
JD
$42.9B
$31K 0.02%
1,200
– –
CMCSA icon
182
Comcast
CMCSA
$85.5B
$30K 0.02%
+1,042
New +$31K
ROK icon
183
Rockwell Automation
ROK
$52.7B
$30K 0.02%
300
-6,025
-95% -$682K
VGK icon
184
Vanguard FTSE Europe ETF
VGK
$30.3B
$30K 0.02%
600
+400
+200% +$21.2K
SFG
185
DELISTED
STANCORP FINL GRP
SFG
$30K 0.02%
+265
New +$27.7K
IBM icon
186
IBM
IBM
$212B
$29K 0.02%
209
– –
COL
187
DELISTED
Rockwell Collins
COL
$29K 0.02%
350
– –
DD
188
DELISTED
Du Pont De Nemours E I
DD
$29K 0.02%
+608
New +$32.5K
STIP icon
189
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$28K 0.02%
279
– –
PIM
190
Franklin Master Intermediate Income Trust
PIM
$149M
$27K 0.02%
6,000
– –
RDS.A
191
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$26K 0.02%
550
+20
+4% +$1.07K
IRDM icon
192
Iridium Communications
IRDM
$4.82B
$25K 0.02%
+4,000
New +$29K
NOC icon
193
Northrop Grumman
NOC
$78.6B
$25K 0.02%
153
– –
ORCL icon
194
Oracle
ORCL
$347B
$25K 0.02%
+703
New +$27K
TLT icon
195
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$25K 0.02%
200
– –
AVNT icon
196
Avient
AVNT
$3.46B
$24K 0.02%
808
– –
WY.PRA
197
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$24K 0.02%
+507
New +$25.6K
CAH icon
198
Cardinal Health
CAH
$54.3B
$23K 0.02%
300
– –
MA icon
199
Mastercard
MA
$496B
$23K 0.02%
+250
New +$23.5K
RQI icon
200
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$23K 0.02%
2,000
– –
6 7
8
9 10

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Winfield Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Winfield Associates held 328 positions worth $134M, down 8.4% from $146M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates's Q3 2015 filing shows 38 new, 60 increased, 64 reduced and 22 closed positions. Its largest new stake was Alphabet (Google) Class A: 74,300 shares worth $2.37M. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Winfield Associates's largest Q3 2015 buy was Alphabet (Google) Class A: 74,300 shares worth $2.37M.
  • Winfield Associates added most to Amazon in Q3 2015, an estimated $983K increase.
  • Winfield Associates's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.16M.
  • Winfield Associates fully exited Kayne Anderson Energy Infrastructure Fund in Q3 2015, selling an estimated $583K.
  • Winfield Associates's ten largest holdings make up 36% of its $134M portfolio in Q3 2015.
  • Winfield Associates opened 38 new positions and closed 22 in Q3 2015.
  • Winfield Associates's portfolio value fell 8.4% quarter-over-quarter to $134M.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.