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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$271M
AUM Growth
-$620K
Cap. Flow
+$205K
Cap. Flow %
0.08%
Top 10 Hldgs %
39.75%
Holding
155
New
7
Increased
48
Reduced
45
Closed
4

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$566K
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$549K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$532K
4
AMD icon
Advanced Micro Devices
AMD
+$481K
5
WMT icon
Walmart Inc
WMT
+$408K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$1.38M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.15M
3
COHR icon
Coherent
COHR
+$798K
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$318K
5
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$246K

Sector Composition

Rank Sector Weight
1 Technology 23.05%
2 Consumer Discretionary 10.75%
3 Communication Services 7.56%
4 Real Estate 4.46%
5 Financials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHX
151
DELISTED
Athersys, Inc. Common Stock
ATHX
$65K 0.02%
1,960
– –
ICLN icon
152
iShares Global Clean Energy ETF
ICLN
$2.22B
– –
-8,920
Closed -$209K
IEMG icon
153
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
– –
-3,300
Closed -$221K
IYC icon
154
iShares US Consumer Discretionary ETF
IYC
$1.16B
– –
-3,167
Closed -$246K
RDFN
155
DELISTED
Redfin
RDFN
– –
-3,400
Closed -$216K
3 4 5 6
7

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Winfield Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Winfield Associates held 155 positions worth $271M, down 0.23% from $271M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Winfield Associates's Q3 2021 filing shows 7 new, 48 increased, 45 reduced and 4 closed positions. Its largest new stake was First Trust Senior Loan Fund ETF: 11,455 shares worth $548K. The largest sale was Visa, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2021 buy was First Trust Senior Loan Fund ETF: 11,455 shares worth $548K.
  • Winfield Associates added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2021, an estimated $566K increase.
  • Winfield Associates's biggest Q3 2021 reduction was Visa, cutting an estimated $1.38M.
  • Winfield Associates fully exited iShares US Consumer Discretionary ETF in Q3 2021, selling an estimated $246K.
  • Winfield Associates's ten largest holdings make up 40% of its $271M portfolio in Q3 2021.
  • Winfield Associates opened 7 new positions and closed 4 in Q3 2021.
  • Winfield Associates's portfolio value fell 0.23% quarter-over-quarter to $271M.

Based on Winfield Associates's 13F filing for Q3 2021, filed 14 Oct 2021.