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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$15.5M
Cap. Flow
+$7.39M
Cap. Flow %
4.95%
Top 10 Hldgs %
36.37%
Holding
334
New
26
Increased
75
Reduced
51
Closed
24

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.87M
2
RTN
Raytheon Company
RTN
+$1.43M
3
MSFT icon
Microsoft
MSFT
+$715K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$623K
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$623K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$928K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$369K
3
CVRR
CVR Refining, LP
CVRR
+$333K
4
LAZ icon
Lazard
LAZ
+$317K
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$284K

Sector Composition

Rank Sector Weight
1 Communication Services 8.95%
2 Consumer Discretionary 8.24%
3 Technology 8.09%
4 Financials 4.96%
5 Industrials 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDT
151
John Hancock Premium Dividend Fund
PDT
$637M
$55K 0.04%
4,000
– –
VWO icon
152
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$54K 0.04%
1,664
-200
-11% -$6.88K
ATHX
153
DELISTED
Athersys, Inc. Common Stock
ATHX
$54K 0.04%
2,078
-152
-7% -$4.03K
FVL
154
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$54K 0.04%
2,739
– –
SCHZ icon
155
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$52K 0.03%
2,000
– –
IWD icon
156
iShares Russell 1000 Value ETF
IWD
$81.5B
$51K 0.03%
525
– –
MINT icon
157
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$51K 0.03%
504
– –
BABA icon
158
Alibaba
BABA
$276B
$49K 0.03%
600
– –
SCHX icon
159
Schwab US Large- Cap ETF
SCHX
$71.1B
$49K 0.03%
6,000
-18,306
-75% -$149K
SLB icon
160
SLB Ltd
SLB
$76.5B
$49K 0.03%
700
-75
-10% -$5.62K
VRP icon
161
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$47K 0.03%
+1,940
New +$47.1K
IWP icon
162
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$46K 0.03%
1,000
– –
IWN icon
163
iShares Russell 2000 Value ETF
IWN
$14.4B
$45K 0.03%
490
-3,889
-89% -$369K
IWV icon
164
iShares Russell 3000 ETF
IWV
$19.5B
$44K 0.03%
363
– –
LVS icon
165
Las Vegas Sands
LVS
$31.6B
$44K 0.03%
1,000
– –
XSW icon
166
State Street SPDR S&P Software & Services ETF
XSW
$427M
$43K 0.03%
850
– –
NEE icon
167
NextEra Energy
NEE
$185B
$42K 0.03%
+1,600
New +$40.5K
SCHD icon
168
Schwab US Dividend Equity ETF
SCHD
$103B
$42K 0.03%
3,300
– –
WELL icon
169
Welltower
WELL
$175B
$42K 0.03%
624
– –
IBM icon
170
IBM
IBM
$204B
$41K 0.03%
314
+105
+50% +$14.1K
DD
171
DELISTED
Du Pont De Nemours E I
DD
$41K 0.03%
608
– –
MYE icon
172
Myers Industries
MYE
$1.23B
$40K 0.03%
3,000
+2,000
+200% +$29K
KEY.PRG
173
DELISTED
KeyCorp Pfd
KEY.PRG
$40K 0.03%
300
– –
FXF icon
174
Invesco CurrencyShares Swiss Franc Trust
FXF
$409M
$39K 0.03%
400
– –
JD icon
175
JD.com
JD
$41.8B
$39K 0.03%
1,200
– –
5 6
7
8 9

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Winfield Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Winfield Associates held 334 positions worth $149M, up 12% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates deployed $7.39M of net new capital in Q4 2015, opening 26 new positions and adding to 75 existing holdings. Its largest new stake was Vertex Pharmaceuticals: 1,700 shares worth $214K.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $928K trimmed.

  • Winfield Associates's largest Q4 2015 buy was Vertex Pharmaceuticals: 1,700 shares worth $214K.
  • Winfield Associates added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $1.87M increase.
  • Winfield Associates's biggest Q4 2015 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $928K.
  • Winfield Associates fully exited CVR Refining, LP in Q4 2015, selling an estimated $333K.
  • Winfield Associates's ten largest holdings make up 36% of its $149M portfolio in Q4 2015.
  • Winfield Associates opened 26 new positions and closed 24 in Q4 2015.
  • Winfield Associates's portfolio value rose 12% quarter-over-quarter to $149M.

Based on Winfield Associates's 13F filing for Q4 2015, filed 17 Feb 2016.