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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$12.3M
Cap. Flow
-$3.24M
Cap. Flow %
-2.42%
Top 10 Hldgs %
35.77%
Holding
328
New
38
Increased
60
Reduced
64
Closed
22

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.39M
2
AMZN icon
Amazon
AMZN
+$983K
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$460K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$445K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$430K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$963K
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$923K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$758K
5
ROK icon
Rockwell Automation
ROK
+$682K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 8.01%
3 Consumer Discretionary 7.43%
4 Financials 5.15%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
151
Kinder Morgan
KMI
$70.6B
$53K 0.04%
1,919
-19,890
-91% -$659K
QCOM icon
152
Qualcomm
QCOM
$179B
$53K 0.04%
991
+591
+148% +$35.1K
SLB icon
153
SLB Ltd
SLB
$76.5B
$53K 0.04%
775
+75
+11% +$5.94K
VIG icon
154
Vanguard Dividend Appreciation ETF
VIG
$112B
$53K 0.04%
718
+400
+126% +$31K
EFA icon
155
iShares MSCI EAFE ETF
EFA
$76.8B
$52K 0.04%
905
– –
SCHZ icon
156
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$52K 0.04%
+2,000
New +$51.9K
FVL
157
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$52K 0.04%
2,739
– –
MINT icon
158
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$51K 0.04%
504
– –
PDT
159
John Hancock Premium Dividend Fund
PDT
$637M
$50K 0.04%
4,000
– –
IWD icon
160
iShares Russell 1000 Value ETF
IWD
$81.5B
$49K 0.04%
525
-25
-5% -$2.48K
BMY icon
161
Bristol-Myers Squibb
BMY
$128B
$48K 0.04%
810
– –
LBF
162
DELISTED
Deutsche Global High Incm Fund
LBF
$45K 0.03%
6,000
– –
IWP icon
163
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$44K 0.03%
1,000
– –
WELL icon
164
Welltower
WELL
$175B
$42K 0.03%
+624
New +$41.7K
IWV icon
165
iShares Russell 3000 ETF
IWV
$19.5B
$41K 0.03%
363
– –
D icon
166
Dominion Energy
D
$61.8B
$40K 0.03%
566
– –
FXF icon
167
Invesco CurrencyShares Swiss Franc Trust
FXF
$409M
$40K 0.03%
400
– –
IONS icon
168
Ionis Pharmaceuticals
IONS
$9.25B
$40K 0.03%
+1,000
New +$51.8K
SCHD icon
169
Schwab US Dividend Equity ETF
SCHD
$103B
$40K 0.03%
+3,300
New +$41.2K
XSW icon
170
State Street SPDR S&P Software & Services ETF
XSW
$427M
$40K 0.03%
850
– –
TD icon
171
Toronto Dominion Bank
TD
$198B
$39K 0.03%
1,000
– –
KEY.PRG
172
DELISTED
KeyCorp Pfd
KEY.PRG
$39K 0.03%
300
– –
LVS icon
173
Las Vegas Sands
LVS
$31.6B
$38K 0.03%
+1,000
New +$50.4K
FMI
174
DELISTED
Foundation Medicine, Inc.
FMI
$37K 0.03%
2,000
-600
-23% -$15K
BABA icon
175
Alibaba
BABA
$276B
$35K 0.03%
+600
New +$43.6K
5 6
7
8 9

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Winfield Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Winfield Associates held 328 positions worth $134M, down 8.4% from $146M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates's Q3 2015 filing shows 38 new, 60 increased, 64 reduced and 22 closed positions. Its largest new stake was Alphabet (Google) Class A: 74,300 shares worth $2.37M. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Winfield Associates's largest Q3 2015 buy was Alphabet (Google) Class A: 74,300 shares worth $2.37M.
  • Winfield Associates added most to Amazon in Q3 2015, an estimated $983K increase.
  • Winfield Associates's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.16M.
  • Winfield Associates fully exited Kayne Anderson Energy Infrastructure Fund in Q3 2015, selling an estimated $583K.
  • Winfield Associates's ten largest holdings make up 36% of its $134M portfolio in Q3 2015.
  • Winfield Associates opened 38 new positions and closed 22 in Q3 2015.
  • Winfield Associates's portfolio value fell 8.4% quarter-over-quarter to $134M.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.