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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$271M
AUM Growth
-$620K
Cap. Flow
+$205K
Cap. Flow %
0.08%
Top 10 Hldgs %
39.75%
Holding
155
New
7
Increased
48
Reduced
45
Closed
4

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$566K
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$549K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$532K
4
AMD icon
Advanced Micro Devices
AMD
+$481K
5
WMT icon
Walmart Inc
WMT
+$408K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$1.38M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.15M
3
COHR icon
Coherent
COHR
+$798K
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$318K
5
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$246K

Sector Composition

Rank Sector Weight
1 Technology 23.05%
2 Consumer Discretionary 10.75%
3 Communication Services 7.56%
4 Real Estate 4.46%
5 Financials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
126
iShares Core S&P Mid-Cap ETF
IJH
$122B
$303K 0.11%
+5,765
New +$310K
DGRO icon
127
iShares Core Dividend Growth ETF
DGRO
$42.7B
$285K 0.11%
5,670
– –
JNJ icon
128
Johnson & Johnson
JNJ
$621B
$283K 0.1%
1,750
– –
VOX icon
129
Vanguard Communication Services ETF
VOX
$5.55B
$267K 0.1%
1,900
– –
MDLZ icon
130
Mondelez International
MDLZ
$79.5B
$263K 0.1%
4,512
– –
NXC
131
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$262K 0.1%
16,600
– –
RPM icon
132
RPM International
RPM
$13.7B
$262K 0.1%
3,372
– –
FUN icon
133
Cedar Fair
FUN
$1.76B
$259K 0.1%
5,595
-610
-10% -$26.9K
KEY icon
134
KeyCorp
KEY
$24.3B
$248K 0.09%
11,458
-2,500
-18% -$50.5K
AFRM icon
135
Affirm
AFRM
$24B
$246K 0.09%
+2,065
New +$165K
GEM icon
136
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.67B
$236K 0.09%
6,360
-1,000
-14% -$38.9K
PG icon
137
Procter & Gamble
PG
$335B
$235K 0.09%
1,680
– –
EWJ icon
138
iShares MSCI Japan ETF
EWJ
$21.9B
$233K 0.09%
3,319
– –
ET icon
139
Energy Transfer Partners
ET
$70.2B
$232K 0.09%
24,184
-1,381
-5% -$13.3K
BAC icon
140
Bank of America
BAC
$436B
$229K 0.08%
5,400
– –
ETN icon
141
Eaton
ETN
$161B
$225K 0.08%
1,505
-15
-1% -$2.4K
GILD icon
142
Gilead Sciences
GILD
$162B
$216K 0.08%
+3,095
New +$217K
BABA icon
143
Alibaba
BABA
$292B
$203K 0.08%
1,370
-210
-13% -$38.2K
MCHP icon
144
Microchip Technology
MCHP
$40.7B
$203K 0.08%
+2,646
New +$198K
XLF icon
145
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$203K 0.08%
+5,400
New +$202K
NKE icon
146
Nike
NKE
$61.8B
$200K 0.07%
1,380
– –
PGX icon
147
Invesco Preferred ETF
PGX
$3.81B
$170K 0.06%
11,325
-165
-1% -$2.5K
NAC icon
148
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$169K 0.06%
10,800
– –
CIK
149
Credit Suisse Asset Management Income Fund
CIK
$134M
$122K 0.05%
35,055
-240
-0.7% -$835
EVGO icon
150
EVgo
EVGO
$221M
$90K 0.03%
11,000
– –
3 4 5
6
7

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Winfield Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Winfield Associates held 155 positions worth $271M, down 0.23% from $271M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Winfield Associates's Q3 2021 filing shows 7 new, 48 increased, 45 reduced and 4 closed positions. Its largest new stake was First Trust Senior Loan Fund ETF: 11,455 shares worth $548K. The largest sale was Visa, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2021 buy was First Trust Senior Loan Fund ETF: 11,455 shares worth $548K.
  • Winfield Associates added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2021, an estimated $566K increase.
  • Winfield Associates's biggest Q3 2021 reduction was Visa, cutting an estimated $1.38M.
  • Winfield Associates fully exited iShares US Consumer Discretionary ETF in Q3 2021, selling an estimated $246K.
  • Winfield Associates's ten largest holdings make up 40% of its $271M portfolio in Q3 2021.
  • Winfield Associates opened 7 new positions and closed 4 in Q3 2021.
  • Winfield Associates's portfolio value fell 0.23% quarter-over-quarter to $271M.

Based on Winfield Associates's 13F filing for Q3 2021, filed 14 Oct 2021.