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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+11.26%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$26.6M
Cap. Flow
+$7.42M
Cap. Flow %
3.14%
Top 10 Hldgs %
42.59%
Holding
140
New
13
Increased
45
Reduced
48
Closed
6

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.15M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$781K
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$756K

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$874K
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$853K
3
SPLK
Splunk Inc
SPLK
+$590K
4
NOC icon
Northrop Grumman
NOC
+$535K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$407K

Sector Composition

Rank Sector Weight
1 Technology 24.12%
2 Consumer Discretionary 11.69%
3 Communication Services 6.4%
4 Financials 4.75%
5 Real Estate 4.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDFN
126
DELISTED
Redfin
RDFN
$203K 0.09%
+2,965
New +$158K
ET icon
127
Energy Transfer Partners
ET
$70.4B
$170K 0.07%
27,473
– –
FAM
128
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$166K 0.07%
15,733
– –
PGX icon
129
Invesco Preferred ETF
PGX
$3.81B
$160K 0.07%
+10,490
New +$157K
CIK
130
Credit Suisse Asset Management Income Fund
CIK
$134M
$147K 0.06%
46,790
-4,000
-8% -$12.3K
SVC
131
Service Properties Trust
SVC
$1.05B
$118K 0.05%
2,053
-249
-11% -$12.7K
JPS
132
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$116K 0.05%
11,923
-300
-2% -$2.76K
ATHX
133
DELISTED
Athersys, Inc. Common Stock
ATHX
$89K 0.04%
2,040
– –
HIO
134
Western Asset High Income Opportunity Fund
HIO
$335M
$50K 0.02%
10,017
-11,056
-52% -$55.1K
AMZN icon
135
PUT
Amazon
AMZN
$3.06T
– –
-2,000
Closed -$315K
EAF icon
136
GrafTech
EAF
$189M
– –
-1,150
Closed -$79K
EQR icon
137
Equity Residential
EQR
$25.2B
– –
-4,300
Closed -$221K
TDAY
138
USA Today Co
TDAY
$1.31B
– –
-13,550
Closed -$18K
INTC icon
139
Intel
INTC
$444B
– –
-4,023
Closed -$208K
NOC icon
140
Northrop Grumman
NOC
$78.6B
– –
-1,696
Closed -$535K
2 3 4 5
6

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Winfield Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Winfield Associates held 140 positions worth $237M, up 13% from $210M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Winfield Associates deployed $7.42M of net new capital in Q4 2020, opening 13 new positions and adding to 45 existing holdings. Its largest new stake was Palantir: 41,875 shares worth $986K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $874K trimmed.

  • Winfield Associates's largest Q4 2020 buy was Palantir: 41,875 shares worth $986K.
  • Winfield Associates added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $1.15M increase.
  • Winfield Associates's biggest Q4 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $874K.
  • Winfield Associates fully exited Northrop Grumman in Q4 2020, selling an estimated $535K.
  • Winfield Associates's ten largest holdings make up 43% of its $237M portfolio in Q4 2020.
  • Winfield Associates opened 13 new positions and closed 6 in Q4 2020.
  • Winfield Associates's portfolio value rose 13% quarter-over-quarter to $237M.

Based on Winfield Associates's 13F filing for Q4 2020, filed 12 Feb 2021.