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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+8.65%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$210M
AUM Growth
+$14.8M
Cap. Flow
+$541K
Cap. Flow %
0.26%
Top 10 Hldgs %
43.37%
Holding
140
New
10
Increased
47
Reduced
45
Closed
13

Top Buys

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.13M
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$954K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$900K
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$826K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.98M
2
HDV
iShares Core High Dividend ETF
HDV
+$1.38M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.25M
4
AMZN icon
Amazon
AMZN
+$769K
5
LMT icon
Lockheed Martin
LMT
+$716K

Sector Composition

Rank Sector Weight
1 Technology 23.09%
2 Consumer Discretionary 12.1%
3 Communication Services 6.35%
4 Real Estate 4.67%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAF icon
126
GrafTech
EAF
$175M
$79K 0.04%
1,150
-305
-21% -$21.3K
TDAY
127
USA Today Co
TDAY
$1.27B
$18K 0.01%
13,550
– –
DNP icon
128
DNP Select Income Fund
DNP
$4.05B
– –
-10,445
Closed -$114K
EMD
129
Western Asset Emerging Markets Debt Fund
EMD
$609M
– –
-10,695
Closed -$132K
ERH
130
Allspring Utilities & High Income Fund
ERH
$105M
– –
-10,753
Closed -$139K
HDV
131
iShares Core High Dividend ETF
HDV
$14.5B
– –
-84,825
Closed -$1.38M
IGV icon
132
iShares Expanded Tech-Software Sector ETF
IGV
$13.4B
– –
-7,335
Closed -$417K
JPC icon
133
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-22,503
Closed -$185K
MSFT icon
134
PUT
Microsoft
MSFT
$3.45T
– –
-5,000
Closed -$1.02M
PGX icon
135
Invesco Preferred ETF
PGX
$3.81B
– –
-10,080
Closed -$142K
STIP icon
136
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-2,000
Closed -$205K
TRV icon
137
Travelers Companies
TRV
$78.1B
– –
-3,425
Closed -$391K
USMV icon
138
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
– –
-49,156
Closed -$2.98M
VNQ icon
139
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-3,751
Closed -$295K
PTLA
140
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-12,650
Closed -$228K
2 3 4 5
6

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Winfield Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Winfield Associates held 140 positions worth $210M, up 7.6% from $195M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Winfield Associates's Q3 2020 filing shows 10 new, 47 increased, 45 reduced and 13 closed positions. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 37,860 shares worth $1.12M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $2.98M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2020 buy was State Street Utilities Select Sector SPDR ETF: 37,860 shares worth $1.12M.
  • Winfield Associates added most to State Street SPDR S&P Biotech ETF in Q3 2020, an estimated $1.13M increase.
  • Winfield Associates's biggest Q3 2020 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $1.25M.
  • Winfield Associates fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2020, selling an estimated $2.98M.
  • Winfield Associates's ten largest holdings make up 43% of its $210M portfolio in Q3 2020.
  • Winfield Associates opened 10 new positions and closed 13 in Q3 2020.
  • Winfield Associates's portfolio value rose 7.6% quarter-over-quarter to $210M.

Based on Winfield Associates's 13F filing for Q3 2020, filed 14 Oct 2020.