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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+7.2%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$216M
AUM Growth
+$11M
Cap. Flow
-$2.03M
Cap. Flow %
-0.94%
Top 10 Hldgs %
38.66%
Holding
153
New
8
Increased
39
Reduced
74
Closed
8

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.28M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$922K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$797K
4
IVZ icon
Invesco
IVZ
+$339K
5
PLD icon
Prologis
PLD
+$276K

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$566K
2
AAPL icon
Apple
AAPL
+$424K
3
AMZN icon
Amazon
AMZN
+$423K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$395K
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$358K

Sector Composition

Rank Sector Weight
1 Technology 15.41%
2 Consumer Discretionary 8.73%
3 Communication Services 5.92%
4 Financials 5.56%
5 Real Estate 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
126
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$221K 0.1%
19,740
+1,135
+6% +$12.5K
MLPA icon
127
Global X MLP ETF
MLPA
$2.27B
$209K 0.1%
4,417
-166
-4% -$7.74K
XLU icon
128
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$207K 0.1%
6,400
– –
EQR icon
129
Equity Residential
EQR
$25.5B
$205K 0.1%
+2,530
New +$215K
CIK
130
Credit Suisse Asset Management Income Fund
CIK
$134M
$199K 0.09%
61,670
+2,200
+4% +$7K
NEE icon
131
NextEra Energy
NEE
$186B
$194K 0.09%
3,200
– –
BAC icon
132
Bank of America
BAC
$439B
$176K 0.08%
5,000
-500
-9% -$16.2K
CCL icon
133
Carnival Corporation Ltd
CCL
$38.7B
$171K 0.08%
+3,367
New +$150K
INTC icon
134
Intel
INTC
$435B
$169K 0.08%
2,823
– –
PG icon
135
Procter & Gamble
PG
$347B
$167K 0.08%
1,339
– –
MA icon
136
Mastercard
MA
$497B
$161K 0.07%
540
– –
ERH
137
Allspring Utilities & High Income Fund
ERH
$106M
$160K 0.07%
11,478
+1,100
+11% +$15.3K
EMD
138
Western Asset Emerging Markets Debt Fund
EMD
$613M
$159K 0.07%
11,160
+785
+8% +$11K
T icon
139
AT&T
T
$169B
$158K 0.07%
+5,344
New +$154K
DNP icon
140
DNP Select Income Fund
DNP
$4.14B
$156K 0.07%
12,185
-1,300
-10% -$16.6K
JPS
141
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$149K 0.07%
14,902
– –
HIO
142
Western Asset High Income Opportunity Fund
HIO
$334M
$142K 0.07%
28,050
+2,600
+10% +$13.1K
WFC icon
143
Wells Fargo
WFC
$263B
$125K 0.06%
+2,320
New +$122K
NIM icon
144
Nuveen Select Maturities Municipal Fund
NIM
$116M
$115K 0.05%
11,000
– –
ATHX
145
DELISTED
Athersys, Inc. Common Stock
ATHX
$32K 0.01%
1,040
-384
-27% -$12.6K
BLUE
146
DELISTED
bluebird bio
BLUE
– –
-198
Closed -$236K
DBL
147
DoubleLine Opportunistic Credit Fund
DBL
$278M
– –
-10,525
Closed -$218K
CHRN
148
ChronoScale Holdings
CHRN
$2.94B
– –
-48
Closed -$6K
HII icon
149
Huntington Ingalls Industries
HII
$11.8B
– –
-1,475
Closed -$312K
IJH icon
150
iShares Core S&P Mid-Cap ETF
IJH
$123B
– –
-8,015
Closed -$310K
3 4 5
6
7

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Winfield Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Winfield Associates held 153 positions worth $216M, up 5.4% from $205M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Winfield Associates's Q4 2019 filing shows 8 new, 39 increased, 74 reduced and 8 closed positions. Its largest new stake was iShares MSCI USA Quality Factor ETF: 13,240 shares worth $1.34M. The largest sale was State Street Consumer Staples Select Sector SPDR ETF, an estimated $566K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q4 2019 buy was iShares MSCI USA Quality Factor ETF: 13,240 shares worth $1.34M.
  • Winfield Associates added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $922K increase.
  • Winfield Associates's biggest Q4 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $566K.
  • Winfield Associates fully exited Huntington Ingalls Industries in Q4 2019, selling an estimated $312K.
  • Winfield Associates's ten largest holdings make up 39% of its $216M portfolio in Q4 2019.
  • Winfield Associates opened 8 new positions and closed 8 in Q4 2019.
  • Winfield Associates's portfolio value rose 5.4% quarter-over-quarter to $216M.

Based on Winfield Associates's 13F filing for Q4 2019, filed 13 Jan 2020.