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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-12.59%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$163M
AUM Growth
-$39.4M
Cap. Flow
-$12.6M
Cap. Flow %
-7.7%
Top 10 Hldgs %
39.19%
Holding
129
New
2
Increased
26
Reduced
56
Closed
14

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.03M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.44M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$787K
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$593K
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$378K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.72M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.54M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 11.82%
2 Consumer Discretionary 9.51%
3 Communication Services 6.62%
4 Financials 5.08%
5 Industrials 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRP icon
126
Invesco Variable Rate Preferred ETF
VRP
$2.99B
– –
-23,890
Closed -$595K
XTN icon
127
State Street SPDR S&P Transportation ETF
XTN
$401M
– –
-6,700
Closed -$449K
PXD
128
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,254
Closed -$218K
AGGP
129
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
– –
-11,550
Closed -$221K
2 3 4 5
6

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Winfield Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Winfield Associates held 129 positions worth $163M, down 19% from $203M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Winfield Associates withdrew a net $12.6M in Q4 2018, closing 14 positions and reducing 56 holdings. Its most notable exit was iShares Preferred and Income Securities ETF, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Winfield Associates opened a new position in iShares Short-Term National Muni Bond ETF worth $792K.

  • Winfield Associates's largest Q4 2018 buy was iShares Short-Term National Muni Bond ETF: 7,515 shares worth $792K.
  • Winfield Associates added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2018, an estimated $4.03M increase.
  • Winfield Associates's biggest Q4 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $2.72M.
  • Winfield Associates fully exited iShares Preferred and Income Securities ETF in Q4 2018, selling an estimated $1.04M.
  • Winfield Associates's ten largest holdings make up 39% of its $163M portfolio in Q4 2018.
  • Winfield Associates opened 2 new positions and closed 14 in Q4 2018.
  • Winfield Associates's portfolio value fell 19% quarter-over-quarter to $163M.

Based on Winfield Associates's 13F filing for Q4 2018, filed 31 Jan 2019.