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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-9.84%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$57.2M
Cap. Flow
-$34.4M
Cap. Flow %
-21.76%
Top 10 Hldgs %
44.01%
Holding
153
New
8
Increased
28
Reduced
74
Closed
30

Top Buys

Rank Stock Value
1
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$823K
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$782K
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$612K
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$347K
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$325K

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.8M
2
BKNG icon
Booking.com
BKNG
+$1.97M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.88M
4
CONE
CyrusOne Inc Common Stock
CONE
+$1.7M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.56M

Sector Composition

Rank Sector Weight
1 Technology 18.58%
2 Consumer Discretionary 9.43%
3 Communication Services 6.39%
4 Financials 4.91%
5 Real Estate 4.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUN icon
101
Cedar Fair
FUN
$1.77B
$218K 0.14%
11,865
-11,940
-50% -$524K
NOC icon
102
Northrop Grumman
NOC
$77.1B
$212K 0.13%
700
– –
NAC icon
103
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$209K 0.13%
15,300
-300
-2% -$4.41K
PM icon
104
Philip Morris
PM
$297B
$205K 0.13%
2,805
– –
MO icon
105
Altria Group
MO
$114B
$203K 0.13%
5,261
– –
RPM icon
106
RPM International
RPM
$13.7B
$202K 0.13%
3,396
– –
IVZ icon
107
Invesco
IVZ
$13.1B
$198K 0.13%
21,765
+1,865
+9% +$28.3K
JPC icon
108
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$174K 0.11%
23,663
-1,700
-7% -$16.1K
FAM
109
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$161K 0.1%
18,340
-1,400
-7% -$15K
KEY icon
110
KeyCorp
KEY
$24.2B
$159K 0.1%
15,376
-1,979
-11% -$32.9K
EAF icon
111
GrafTech
EAF
$175M
$147K 0.09%
1,805
-537
-23% -$51.8K
CIK
112
Credit Suisse Asset Management Income Fund
CIK
$134M
$145K 0.09%
60,670
-1,000
-2% -$3.05K
ET icon
113
Energy Transfer Partners
ET
$70.1B
$140K 0.09%
30,360
+740
+2% +$7.88K
ERH
114
Allspring Utilities & High Income Fund
ERH
$105M
$125K 0.08%
11,478
– –
EMD
115
Western Asset Emerging Markets Debt Fund
EMD
$609M
$118K 0.07%
11,160
– –
HIO
116
Western Asset High Income Opportunity Fund
HIO
$336M
$117K 0.07%
27,905
-145
-0.5% -$696
JPS
117
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$108K 0.07%
14,902
– –
DNP icon
118
DNP Select Income Fund
DNP
$4.05B
$105K 0.07%
10,765
-1,420
-12% -$17K
ATHX
119
DELISTED
Athersys, Inc. Common Stock
ATHX
$98K 0.06%
1,300
+260
+25% +$9.14K
PTLA
120
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$96K 0.06%
13,475
+500
+4% +$6.24K
SVC
121
Service Properties Trust
SVC
$1.04B
$92K 0.06%
3,399
+40
+1% +$3.59K
MLPA icon
122
Global X MLP ETF
MLPA
$2.3B
$57K 0.04%
3,000
-1,417
-32% -$52.9K
TDAY
123
USA Today Co
TDAY
$1.27B
$47K 0.03%
31,750
-4,500
-12% -$22.2K
BA icon
124
Boeing
BA
$171B
– –
-2,330
Closed -$759K
BAC icon
125
Bank of America
BAC
$435B
– –
-5,000
Closed -$176K
3 4
5
6 7

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Winfield Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Winfield Associates held 153 positions worth $158M, down 27% from $216M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Winfield Associates withdrew a net $34.4M in Q1 2020, closing 30 positions and reducing 74 holdings. Its most notable exit was Booking.com, an estimated $1.97M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Winfield Associates opened a new position in Invesco Taxable Municipal Bond ETF worth $793K.

  • Winfield Associates's largest Q1 2020 buy was Invesco Taxable Municipal Bond ETF: 25,650 shares worth $793K.
  • Winfield Associates added most to iShares 1-3 Year Treasury Bond ETF in Q1 2020, an estimated $782K increase.
  • Winfield Associates's biggest Q1 2020 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $2.8M.
  • Winfield Associates fully exited Booking.com in Q1 2020, selling an estimated $1.97M.
  • Winfield Associates's ten largest holdings make up 44% of its $158M portfolio in Q1 2020.
  • Winfield Associates opened 8 new positions and closed 30 in Q1 2020.
  • Winfield Associates's portfolio value fell 27% quarter-over-quarter to $158M.

Based on Winfield Associates's 13F filing for Q1 2020, filed 4 May 2020.