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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
AUM
$205M
AUM Growth
+$11.6M
Cap. Flow
+$10M
Cap. Flow %
4.91%
Top 10 Hldgs %
37.64%
Holding
152
New
25
Increased
51
Reduced
41
Closed
7

Sector Composition

Rank Sector Weight
1 Technology 14.03%
2 Consumer Discretionary 9.04%
3 Communication Services 5.74%
4 Financials 5.37%
5 Real Estate 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FSLR icon
101
First Solar
FSLR
$22.1B
$307K 0.15%
5,300
-500
-9% -$32K
PTLA
102
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$307K 0.15%
+11,445
New +$321K
SVC
103
Service Properties Trust
SVC
$1.08B
$303K 0.15%
+2,351
New +$291K
LQD icon
104
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$280K 0.14%
2,200
IRM icon
105
Iron Mountain
IRM
$37.8B
$275K 0.13%
+8,485
New +$267K
MUB icon
106
iShares National Muni Bond ETF
MUB
$45.2B
$271K 0.13%
2,375
BSTC
107
DELISTED
BioSpecifics Technologies Corp.
BSTC
$268K 0.13%
+5,000
New +$291K
NUO
108
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$267K 0.13%
+16,900
New +$261K
AMD icon
109
Advanced Micro Devices
AMD
$807B
$265K 0.13%
+9,150
New +$287K
GSLC icon
110
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$265K 0.13%
4,425
+350
+9% +$20.8K
NOC icon
111
Northrop Grumman
NOC
$77.8B
$262K 0.13%
700
JPC icon
112
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$260K 0.13%
+25,863
New +$256K
BP icon
113
BP
BP
$109B
$257K 0.13%
+6,760
New +$258K
NXC
114
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$252K 0.12%
16,000
JNK icon
115
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$250K 0.12%
2,303
-33
-1% -$3.58K
MDLZ icon
116
Mondelez International
MDLZ
$77.9B
$250K 0.12%
4,512
BLUE
117
DELISTED
bluebird bio
BLUE
$236K 0.12%
198
MO icon
118
Altria Group
MO
$122B
$236K 0.12%
5,761
-200
-3% -$9.2K
RPM icon
119
RPM International
RPM
$13.8B
$234K 0.11%
3,396
+196
+6% +$13K
GEM icon
120
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.66B
$233K 0.11%
7,430
-8,725
-54% -$278K
NAC icon
121
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$232K 0.11%
+15,500
New +$231K
PXD
122
DELISTED
Pioneer Natural Resource Co.
PXD
$232K 0.11%
1,844
-20
-1% -$2.65K
MLPA icon
123
Global X MLP ETF
MLPA
$2.25B
$230K 0.11%
4,583
SH icon
124
ProShares Short S&P500
SH
$916M
$227K 0.11%
+2,172
New +$230K
FCVT icon
125
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$220K 0.11%
7,050

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Winfield Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Winfield Associates held 152 positions worth $205M, up 6% from $193M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Winfield Associates deployed $10M of net new capital in Q3 2019, opening 25 new positions and adding to 51 existing holdings. Its largest new stake was iShares MBS ETF: 8,835 shares worth $957K.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $2.7M trimmed.

  • Winfield Associates's largest Q3 2019 buy was iShares MBS ETF: 8,835 shares worth $957K.
  • Winfield Associates added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $3.05M increase.
  • Winfield Associates's biggest Q3 2019 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $2.7M.
  • Winfield Associates fully exited PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q3 2019, selling an estimated $903K.
  • Winfield Associates's ten largest holdings make up 38% of its $205M portfolio in Q3 2019.
  • Winfield Associates opened 25 new positions and closed 7 in Q3 2019.
  • Winfield Associates's portfolio value rose 6% quarter-over-quarter to $205M.

Based on Winfield Associates's 13F filing for Q3 2019, filed 17 Oct 2019.