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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$271M
AUM Growth
-$620K
Cap. Flow
+$205K
Cap. Flow %
0.08%
Top 10 Hldgs %
39.75%
Holding
155
New
7
Increased
48
Reduced
45
Closed
4

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$566K
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$549K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$532K
4
AMD icon
Advanced Micro Devices
AMD
+$481K
5
WMT icon
Walmart Inc
WMT
+$408K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$1.38M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.15M
3
COHR icon
Coherent
COHR
+$798K
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$318K
5
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$246K

Sector Composition

Rank Sector Weight
1 Technology 23.05%
2 Consumer Discretionary 10.75%
3 Communication Services 7.56%
4 Real Estate 4.46%
5 Financials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$193B
$792K 0.29%
14,663
– –
FINX icon
77
Global X FinTech ETF
FINX
$173M
$776K 0.29%
16,164
+1,300
+9% +$63.6K
GSLC icon
78
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$771K 0.28%
8,960
+2,840
+46% +$252K
BAB icon
79
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$762K 0.28%
23,145
– –
LMBS icon
80
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$746K 0.28%
14,751
-6,260
-30% -$318K
MMM icon
81
3M
MMM
$90.8B
$726K 0.27%
4,949
– –
VOO icon
82
Vanguard S&P 500 ETF
VOO
$972B
$722K 0.27%
1,831
– –
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.1T
$718K 0.27%
2,629
– –
QUAL icon
84
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$701K 0.26%
5,324
-4
-0.1% -$550
DIS icon
85
Walt Disney
DIS
$167B
$659K 0.24%
3,895
+100
+3% +$17.8K
CSCO icon
86
Cisco
CSCO
$448B
$638K 0.24%
11,715
-10
-0.1% -$561
XIFR
87
XPLR Infrastructure LP
XIFR
$1.12B
$638K 0.24%
8,471
– –
XLV icon
88
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$635K 0.23%
4,987
– –
BA icon
89
Boeing
BA
$175B
$625K 0.23%
2,843
– –
APD icon
90
Air Products & Chemicals
APD
$66.8B
$571K 0.21%
2,230
– –
LDP icon
91
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$568K 0.21%
20,837
– –
VWO icon
92
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$559K 0.21%
11,180
-22,224
-67% -$1.15M
IRM icon
93
Iron Mountain
IRM
$37.1B
$555K 0.21%
12,780
+900
+8% +$40.5K
FTSL icon
94
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$548K 0.2%
+11,455
New +$549K
SJM icon
95
J.M. Smucker
SJM
$13.1B
$547K 0.2%
4,560
– –
NCA icon
96
Nuveen California Municipal Value Fund
NCA
$299M
$539K 0.2%
51,100
– –
AJG icon
97
Arthur J. Gallagher & Co
AJG
$65.9B
$529K 0.2%
3,560
-25
-0.7% -$3.58K
MHO icon
98
M/I Homes
MHO
$3.87B
$526K 0.19%
9,100
-2,200
-19% -$135K
ILMN icon
99
Illumina
ILMN
$31B
$515K 0.19%
1,306
– –
UNH icon
100
UnitedHealth
UNH
$383B
$511K 0.19%
1,307
– –
2 3
4
5 6

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Winfield Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Winfield Associates held 155 positions worth $271M, down 0.23% from $271M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Winfield Associates's Q3 2021 filing shows 7 new, 48 increased, 45 reduced and 4 closed positions. Its largest new stake was First Trust Senior Loan Fund ETF: 11,455 shares worth $548K. The largest sale was Visa, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2021 buy was First Trust Senior Loan Fund ETF: 11,455 shares worth $548K.
  • Winfield Associates added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2021, an estimated $566K increase.
  • Winfield Associates's biggest Q3 2021 reduction was Visa, cutting an estimated $1.38M.
  • Winfield Associates fully exited iShares US Consumer Discretionary ETF in Q3 2021, selling an estimated $246K.
  • Winfield Associates's ten largest holdings make up 40% of its $271M portfolio in Q3 2021.
  • Winfield Associates opened 7 new positions and closed 4 in Q3 2021.
  • Winfield Associates's portfolio value fell 0.23% quarter-over-quarter to $271M.

Based on Winfield Associates's 13F filing for Q3 2021, filed 14 Oct 2021.