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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$12.3M
Cap. Flow
-$3.24M
Cap. Flow %
-2.42%
Top 10 Hldgs %
35.77%
Holding
328
New
38
Increased
60
Reduced
64
Closed
22

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.39M
2
AMZN icon
Amazon
AMZN
+$983K
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$460K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$445K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$430K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$963K
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$923K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$758K
5
ROK icon
Rockwell Automation
ROK
+$682K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 8.01%
3 Consumer Discretionary 7.43%
4 Financials 5.15%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
51
Invesco Senior Loan ETF
BKLN
$6.97B
$697K 0.52%
30,250
-1,000
-3% -$23.5K
SBUX icon
52
Starbucks
SBUX
$118B
$679K 0.51%
11,940
+1,100
+10% +$61.6K
MUB icon
53
iShares National Muni Bond ETF
MUB
$45.2B
$669K 0.5%
6,108
– –
DVY icon
54
iShares Select Dividend ETF
DVY
$23.8B
$665K 0.5%
9,147
-740
-7% -$55.3K
APD icon
55
Air Products & Chemicals
APD
$65.2B
$646K 0.48%
5,472
-684
-11% -$87K
LQD icon
56
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$591K 0.44%
5,090
– –
CMF icon
57
iShares California Muni Bond ETF
CMF
$4.56B
$588K 0.44%
10,026
-1,176
-10% -$68.4K
RAD
58
DELISTED
Rite Aid Corporation
RAD
$578K 0.43%
4,765
-50
-1% -$8.33K
JNJ icon
59
Johnson & Johnson
JNJ
$641B
$554K 0.41%
5,937
-3,341
-36% -$323K
PEP icon
60
PepsiCo
PEP
$191B
$542K 0.41%
5,750
– –
MO icon
61
Altria Group
MO
$122B
$538K 0.4%
9,897
+6,972
+238% +$374K
AMT icon
62
American Tower
AMT
$77.7B
$526K 0.39%
5,975
– –
COP icon
63
ConocoPhillips
COP
$141B
$523K 0.39%
10,900
-2,921
-21% -$149K
TOTL icon
64
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$515K 0.38%
10,400
+9,300
+845% +$460K
XLE icon
65
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$472K 0.35%
15,426
-3,350
-18% -$113K
PFE icon
66
Pfizer
PFE
$141B
$455K 0.34%
15,261
-3,349
-18% -$107K
AMJ
67
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$421K 0.31%
13,850
-26,775
-66% -$963K
CVS icon
68
CVS Health
CVS
$137B
$420K 0.31%
4,350
+600
+16% +$63.1K
DS
69
DELISTED
Drive Shack Inc.
DS
$414K 0.31%
94,281
– –
PM icon
70
Philip Morris
PM
$305B
$396K 0.3%
4,993
+3,013
+152% +$248K
IWN icon
71
iShares Russell 2000 Value ETF
IWN
$14.4B
$395K 0.3%
4,379
+100
+2% +$9.6K
DIA icon
72
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$394K 0.29%
2,425
-100
-4% -$17.1K
IWF icon
73
iShares Russell 1000 Growth ETF
IWF
$120B
$384K 0.29%
16,500
+800
+5% +$19.7K
LDP icon
74
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$375K 0.28%
16,950
-500
-3% -$11.6K
ELV icon
75
Elevance Health
ELV
$82.1B
$371K 0.28%
2,650
+600
+29% +$90.2K
1 2
3
4 5

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Winfield Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Winfield Associates held 328 positions worth $134M, down 8.4% from $146M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates's Q3 2015 filing shows 38 new, 60 increased, 64 reduced and 22 closed positions. Its largest new stake was Alphabet (Google) Class A: 74,300 shares worth $2.37M. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Winfield Associates's largest Q3 2015 buy was Alphabet (Google) Class A: 74,300 shares worth $2.37M.
  • Winfield Associates added most to Amazon in Q3 2015, an estimated $983K increase.
  • Winfield Associates's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.16M.
  • Winfield Associates fully exited Kayne Anderson Energy Infrastructure Fund in Q3 2015, selling an estimated $583K.
  • Winfield Associates's ten largest holdings make up 36% of its $134M portfolio in Q3 2015.
  • Winfield Associates opened 38 new positions and closed 22 in Q3 2015.
  • Winfield Associates's portfolio value fell 8.4% quarter-over-quarter to $134M.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.