We are live on ! Find out more
WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+8.65%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$210M
AUM Growth
+$14.8M
Cap. Flow
+$541K
Cap. Flow %
0.26%
Top 10 Hldgs %
43.37%
Holding
140
New
10
Increased
47
Reduced
45
Closed
13

Top Buys

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.13M
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$954K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$900K
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$826K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.98M
2
HDV
iShares Core High Dividend ETF
HDV
+$1.38M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.25M
4
AMZN icon
Amazon
AMZN
+$769K
5
LMT icon
Lockheed Martin
LMT
+$716K

Sector Composition

Rank Sector Weight
1 Technology 23.09%
2 Consumer Discretionary 12.1%
3 Communication Services 6.35%
4 Real Estate 4.67%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
26
Home Depot
HD
$337B
$2.38M 1.13%
8,569
-60
-0.7% -$16.3K
VCIT icon
27
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$2.34M 1.12%
24,467
+8,592
+54% +$826K
SHOP icon
28
Shopify
SHOP
$168B
$2.31M 1.1%
22,600
+1,700
+8% +$169K
PFF icon
29
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.29M 1.09%
62,940
+25,005
+66% +$900K
SPLK
30
DELISTED
Splunk Inc
SPLK
$2.21M 1.05%
11,735
-388
-3% -$77.3K
MDB icon
31
MongoDB
MDB
$25.8B
$2.18M 1.04%
9,429
-308
-3% -$66.8K
BOND icon
32
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$2.1M 1%
18,712
-2,512
-12% -$282K
META icon
33
Meta Platforms (Facebook)
META
$1.49T
$1.97M 0.94%
7,530
+645
+9% +$166K
NVDA icon
34
NVIDIA
NVDA
$4.6T
$1.89M 0.9%
139,840
-1,920
-1% -$22.3K
CWB icon
35
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$1.78M 0.85%
25,851
-950
-4% -$63K
TOTL icon
36
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$1.57M 0.75%
31,885
+300
+0.9% +$14.9K
DLR icon
37
Digital Realty Trust
DLR
$69.6B
$1.49M 0.71%
10,163
+2,605
+34% +$390K
LMBS icon
38
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.44M 0.69%
27,918
+2,125
+8% +$110K
IGSB icon
39
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.41M 0.67%
25,662
+12,462
+94% +$684K
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.4M 0.67%
32,415
-3,436
-10% -$149K
AMD icon
41
Advanced Micro Devices
AMD
$700B
$1.37M 0.65%
16,725
+500
+3% +$37.1K
VEA icon
42
Vanguard FTSE Developed Markets ETF
VEA
$223B
$1.33M 0.63%
32,515
-2,074
-6% -$85.1K
LOW icon
43
Lowe's Companies
LOW
$121B
$1.3M 0.62%
7,851
+5,351
+214% +$824K
ANET icon
44
Arista Networks
ANET
$199B
$1.28M 0.61%
99,040
– –
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.2B
$1.26M 0.6%
10,900
+400
+4% +$46.5K
PLD icon
46
Prologis
PLD
$136B
$1.19M 0.57%
11,806
+4,268
+57% +$428K
QUAL icon
47
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$1.16M 0.55%
11,155
-300
-3% -$30.7K
APTV icon
48
Aptiv
APTV
$12.3B
$1.14M 0.54%
12,460
+1,200
+11% +$101K
XLU icon
49
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$1.12M 0.54%
+37,860
New +$1.12M
SUB icon
50
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.12M 0.53%
10,390
+325
+3% +$35.1K
1
2
3 4 5

Similar funds

SCM
Southport Capital Management Chattanooga, Tennessee $274M AUM 28.84% 1-Year Est. Return
ANRIA
American National Registered Investment Advisor Galveston, Texas $279M AUM 18.92% 1-Year Est. Return
PCA
Permit Capital Advisors West Conshohocken, Pennsylvania $260M AUM
LCP
Legacy Capital Partners Milwaukee, Wisconsin $304M AUM 20.42% 1-Year Est. Return
FPOC
Financial Planners of Cleveland Mayfield Heights, Ohio $238M AUM
PWP
Personal Wealth Partners Bloomington, Minnesota $229M AUM 6.65% 1-Year Est. Return
BHTS
Bar Harbor Trust Services Ellsworth, Maine $331M AUM 19.79% 1-Year Est. Return
KWP
Keystone Wealth Partners Chandler, Arizona $214M AUM 3.05% 1-Year Est. Return

Winfield Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Winfield Associates held 140 positions worth $210M, up 7.6% from $195M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Winfield Associates's Q3 2020 filing shows 10 new, 47 increased, 45 reduced and 13 closed positions. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 37,860 shares worth $1.12M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $2.98M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2020 buy was State Street Utilities Select Sector SPDR ETF: 37,860 shares worth $1.12M.
  • Winfield Associates added most to State Street SPDR S&P Biotech ETF in Q3 2020, an estimated $1.13M increase.
  • Winfield Associates's biggest Q3 2020 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $1.25M.
  • Winfield Associates fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2020, selling an estimated $2.98M.
  • Winfield Associates's ten largest holdings make up 43% of its $210M portfolio in Q3 2020.
  • Winfield Associates opened 10 new positions and closed 13 in Q3 2020.
  • Winfield Associates's portfolio value rose 7.6% quarter-over-quarter to $210M.

Based on Winfield Associates's 13F filing for Q3 2020, filed 14 Oct 2020.