We are live on ! Find out more
WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+1.77%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$163M
AUM Growth
+$3.92M
Cap. Flow
+$2.9M
Cap. Flow %
1.78%
Top 10 Hldgs %
30.1%
Holding
801
New
76
Increased
228
Reduced
134
Closed
44

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.49M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$715K
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$701K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$654K
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$625K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$706K
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$622K
3
AAPL icon
Apple
AAPL
+$551K
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$535K
5
IBB icon
iShares Biotechnology ETF
IBB
+$501K

Sector Composition

Rank Sector Weight
1 Technology 8.24%
2 Consumer Discretionary 7.99%
3 Communication Services 6.78%
4 Financials 5.28%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
351
Johnson Controls International
JCI
$84.8B
$11K 0.01%
+275
New +$12K
MFC icon
352
Manulife Financial
MFC
$74B
$11K 0.01%
620
+65
+12% +$1.06K
TRP icon
353
TC Energy
TRP
$70.4B
$11K 0.01%
235
+75
+47% +$3.4K
UL icon
354
Unilever
UL
$143B
$11K 0.01%
236
-57
-19% -$2.66K
JPS
355
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$11K 0.01%
1,155
– –
NTT
356
DELISTED
Nippon Telegraph & Telephone
NTT
$11K 0.01%
250
-100
-29% -$4.24K
BN icon
357
Brookfield
BN
$104B
$10K 0.01%
813
+168
+26% +$2.05K
HRB icon
358
H&R Block
HRB
$5.68B
$10K 0.01%
431
+286
+197% +$6.54K
MOS icon
359
The Mosaic Company
MOS
$7.29B
$10K 0.01%
326
+207
+174% +$5.55K
SONY icon
360
Sony
SONY
$133B
$10K 0.01%
1,750
– –
WPP icon
361
WPP
WPP
$4.59B
$10K 0.01%
90
+20
+29% +$2.17K
BBL
362
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$10K 0.01%
310
– –
CM icon
363
Canadian Imperial Bank of Commerce
CM
$109B
$9K 0.01%
210
+10
+5% +$392
DAL icon
364
Delta Air Lines
DAL
$58.6B
$9K 0.01%
+190
New +$8.66K
HPE icon
365
Hewlett Packard
HPE
$58.8B
$9K 0.01%
654
+232
+55% +$3.1K
IGE icon
366
iShares North American Natural Resources ETF
IGE
$726M
$9K 0.01%
245
– –
ITUB icon
367
Itaú Unibanco
ITUB
$92.3B
$9K 0.01%
1,870
-1
-0.1% -$5
NVO
368
Novo Nordisk
NVO
$226B
$9K 0.01%
490
-420
-46% -$7.61K
PHG icon
369
Philips
PHG
$24.8B
$9K 0.01%
382
+88
+30% +$1.92K
PIM
370
Franklin Master Intermediate Income Trust
PIM
$149M
$9K 0.01%
2,000
– –
SITC icon
371
SITE Centers
SITC
$236M
$9K 0.01%
450
+326
+263% +$6.51K
F icon
372
Ford
F
$58.9B
$8K ﹤0.01%
655
-115
-15% -$1.4K
HBAN icon
373
Huntington Bancshares
HBAN
$34.7B
$8K ﹤0.01%
573
– –
JPC icon
374
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$8K ﹤0.01%
793
– –
MCK icon
375
McKesson
MCK
$103B
$8K ﹤0.01%
60
-10
-14% -$1.47K
13 14
15
16 17

Similar funds

SCM
Southport Capital Management Chattanooga, Tennessee $274M AUM 28.84% 1-Year Est. Return
ANRIA
American National Registered Investment Advisor Galveston, Texas $279M AUM 18.92% 1-Year Est. Return
PCA
Permit Capital Advisors West Conshohocken, Pennsylvania $260M AUM
LCP
Legacy Capital Partners Milwaukee, Wisconsin $304M AUM 20.42% 1-Year Est. Return
FPOC
Financial Planners of Cleveland Mayfield Heights, Ohio $238M AUM
PWP
Personal Wealth Partners Bloomington, Minnesota $229M AUM 6.65% 1-Year Est. Return
BHTS
Bar Harbor Trust Services Ellsworth, Maine $331M AUM 19.79% 1-Year Est. Return
KWP
Keystone Wealth Partners Chandler, Arizona $214M AUM 3.05% 1-Year Est. Return

Winfield Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Winfield Associates held 801 positions worth $163M, up 2.5% from $159M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Winfield Associates's Q4 2016 filing shows 76 new, 228 increased, 134 reduced and 44 closed positions. Its largest new stake was State Street SPDR S&P Transportation ETF: 6,800 shares worth $367K. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $706K.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q4 2016 buy was State Street SPDR S&P Transportation ETF: 6,800 shares worth $367K.
  • Winfield Associates added most to iShares Russell 2000 Value ETF in Q4 2016, an estimated $1.49M increase.
  • Winfield Associates's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $706K.
  • Winfield Associates fully exited Elevance Health in Q4 2016, selling an estimated $332K.
  • Winfield Associates's ten largest holdings make up 30% of its $163M portfolio in Q4 2016.
  • Winfield Associates opened 76 new positions and closed 44 in Q4 2016.
  • Winfield Associates's portfolio value rose 2.5% quarter-over-quarter to $163M.

Based on Winfield Associates's 13F filing for Q4 2016, filed 20 Jan 2017.