We are live on ! Find out more
WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$159M
AUM Growth
+$5.6M
Cap. Flow
+$147K
Cap. Flow %
0.09%
Top 10 Hldgs %
31.66%
Holding
774
New
31
Increased
127
Reduced
125
Closed
49

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$667K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$608K
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$560K
4
VTV icon
Vanguard Value ETF
VTV
+$453K
5
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$407K

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$457K
2
GILD icon
Gilead Sciences
GILD
+$436K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$429K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$404K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$358K

Sector Composition

Rank Sector Weight
1 Technology 8.66%
2 Consumer Discretionary 8.52%
3 Communication Services 7.19%
4 Financials 4.93%
5 Industrials 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
351
Brookfield
BN
$104B
$8K 0.01%
645
– –
CM icon
352
Canadian Imperial Bank of Commerce
CM
$109B
$8K 0.01%
200
– –
CRH icon
353
CRH
CRH
$69B
$8K 0.01%
250
– –
IGE icon
354
iShares North American Natural Resources ETF
IGE
$725M
$8K 0.01%
245
– –
JPC icon
355
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$8K 0.01%
793
– –
MFC icon
356
Manulife Financial
MFC
$74.1B
$8K 0.01%
555
-80
-13% -$1.09K
MTD icon
357
Mettler-Toledo International
MTD
$28B
$8K 0.01%
20
– –
NAD icon
358
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$8K 0.01%
+510
New +$7.91K
NOK icon
359
Nokia
NOK
$49.5B
$8K 0.01%
1,385
+180
+15% +$1.02K
NSC icon
360
Norfolk Southern
NSC
$77.2B
$8K 0.01%
79
– –
TRP icon
361
TC Energy
TRP
$70.4B
$8K 0.01%
160
– –
WPP icon
362
WPP
WPP
$4.61B
$8K 0.01%
70
– –
CS
363
DELISTED
Credit Suisse Group
CS
$8K 0.01%
575
– –
BT
364
DELISTED
BT Group plc (ADR)
BT
$8K 0.01%
295
+110
+59% +$2.88K
SYT
365
DELISTED
Syngenta Ag
SYT
$8K 0.01%
95
-10
-10% -$824
ABEV icon
366
Ambev
ABEV
$48.7B
$7K ﹤0.01%
1,130
– –
BBD icon
367
Banco Bradesco
BBD
$38.7B
$7K ﹤0.01%
1,473
– –
MGA icon
368
Magna International
MGA
$18.8B
$7K ﹤0.01%
155
-5
-3% -$197
NLY icon
369
Annaly Capital Management
NLY
$17.2B
$7K ﹤0.01%
172
– –
PKG icon
370
Packaging Corp of America
PKG
$22.7B
$7K ﹤0.01%
80
– –
TRUP icon
371
Trupanion
TRUP
$1.12B
$7K ﹤0.01%
400
– –
TV icon
372
Televisa
TV
$1.5B
$7K ﹤0.01%
250
-10
-4% -$264
TZA icon
373
Direxion Daily Small Cap Bear 3x ETF
TZA
$246M
$7K ﹤0.01%
1
– –
CAJ
374
DELISTED
Canon, Inc.
CAJ
$7K ﹤0.01%
245
-15
-6% -$428
SGYP
375
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$7K ﹤0.01%
1,250
– –
13 14
15
16 17

Similar funds

SCM
Southport Capital Management Chattanooga, Tennessee $274M AUM 28.84% 1-Year Est. Return
ANRIA
American National Registered Investment Advisor Galveston, Texas $279M AUM 18.92% 1-Year Est. Return
PCA
Permit Capital Advisors West Conshohocken, Pennsylvania $260M AUM
LCP
Legacy Capital Partners Milwaukee, Wisconsin $304M AUM 20.42% 1-Year Est. Return
FPOC
Financial Planners of Cleveland Mayfield Heights, Ohio $238M AUM
PWP
Personal Wealth Partners Bloomington, Minnesota $229M AUM 6.65% 1-Year Est. Return
BHTS
Bar Harbor Trust Services Ellsworth, Maine $331M AUM 19.79% 1-Year Est. Return
KWP
Keystone Wealth Partners Chandler, Arizona $214M AUM 3.05% 1-Year Est. Return

Winfield Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Winfield Associates held 774 positions worth $159M, up 3.7% from $153M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Winfield Associates's Q3 2016 filing shows 31 new, 127 increased, 125 reduced and 49 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 19,889 shares worth $652K. The largest sale was iShares Preferred and Income Securities ETF, an estimated $457K.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.5% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2016 buy was State Street Real Estate Select Sector SPDR ETF: 19,889 shares worth $652K.
  • Winfield Associates added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $608K increase.
  • Winfield Associates's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $457K.
  • Winfield Associates fully exited ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF in Q3 2016, selling an estimated $238K.
  • Winfield Associates's ten largest holdings make up 32% of its $159M portfolio in Q3 2016.
  • Winfield Associates opened 31 new positions and closed 49 in Q3 2016.
  • Winfield Associates's portfolio value rose 3.7% quarter-over-quarter to $159M.

Based on Winfield Associates's 13F filing for Q3 2016, filed 31 Oct 2016.