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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$159M
AUM Growth
+$5.6M
Cap. Flow
+$147K
Cap. Flow %
0.09%
Top 10 Hldgs %
31.66%
Holding
774
New
31
Increased
127
Reduced
125
Closed
49

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$667K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$608K
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$560K
4
VTV icon
Vanguard Value ETF
VTV
+$453K
5
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$407K

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$457K
2
GILD icon
Gilead Sciences
GILD
+$436K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$429K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$404K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$358K

Sector Composition

Rank Sector Weight
1 Technology 8.66%
2 Consumer Discretionary 8.52%
3 Communication Services 7.19%
4 Financials 4.93%
5 Industrials 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
326
Canadian Natural Resources
CNQ
$92.3B
$11K 0.01%
694
– –
MFG icon
327
Mizuho Financial
MFG
$124B
$11K 0.01%
3,235
– –
RIO icon
328
Rio Tinto
RIO
$150B
$11K 0.01%
335
– –
SU icon
329
Suncor Energy
SU
$74.8B
$11K 0.01%
410
– –
USB icon
330
US Bancorp
USB
$99.6B
$11K 0.01%
260
– –
VIS icon
331
Vanguard Industrials ETF
VIS
$8.22B
$11K 0.01%
100
– –
ORAN
332
DELISTED
Orange
ORAN
$11K 0.01%
705
+50
+8% +$770
JPS
333
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$11K 0.01%
1,155
– –
BCS icon
334
Barclays
BCS
$91B
$10K 0.01%
1,267
+83
+7% +$655
CHTR icon
335
Charter Communications
CHTR
$16.6B
$10K 0.01%
38
– –
E icon
336
ENI
E
$72.7B
$10K 0.01%
340
– –
ENB icon
337
Enbridge
ENB
$121B
$10K 0.01%
225
-5
-2% -$210
GM icon
338
General Motors
GM
$81.9B
$10K 0.01%
300
– –
KMI icon
339
Kinder Morgan
KMI
$70.2B
$10K 0.01%
413
– –
PNC icon
340
PNC Financial Services
PNC
$100B
$10K 0.01%
115
– –
RAI
341
DELISTED
Reynolds American Inc
RAI
$10K 0.01%
219
– –
AIG icon
342
American International
AIG
$42.6B
$9K 0.01%
160
-65
-29% -$3.71K
BBVA icon
343
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$9K 0.01%
1,487
+178
+14% +$1.03K
BMO icon
344
Bank of Montreal
BMO
$127B
$9K 0.01%
140
-10
-7% -$650
F icon
345
Ford
F
$59.3B
$9K 0.01%
770
+240
+45% +$3.03K
ITUB icon
346
Itaú Unibanco
ITUB
$92.4B
$9K 0.01%
1,871
– –
PIM
347
Franklin Master Intermediate Income Trust
PIM
$149M
$9K 0.01%
2,000
– –
TMUS icon
348
T-Mobile US
TMUS
$197B
$9K 0.01%
200
– –
MON
349
DELISTED
Monsanto Co
MON
$9K 0.01%
85
+25
+42% +$2.62K
BBL
350
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$9K 0.01%
310
– –
12 13
14
15 16

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LCP
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FPOC
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PWP
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BHTS
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KWP
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Winfield Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Winfield Associates held 774 positions worth $159M, up 3.7% from $153M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Winfield Associates's Q3 2016 filing shows 31 new, 127 increased, 125 reduced and 49 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 19,889 shares worth $652K. The largest sale was iShares Preferred and Income Securities ETF, an estimated $457K.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.5% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2016 buy was State Street Real Estate Select Sector SPDR ETF: 19,889 shares worth $652K.
  • Winfield Associates added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $608K increase.
  • Winfield Associates's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $457K.
  • Winfield Associates fully exited ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF in Q3 2016, selling an estimated $238K.
  • Winfield Associates's ten largest holdings make up 32% of its $159M portfolio in Q3 2016.
  • Winfield Associates opened 31 new positions and closed 49 in Q3 2016.
  • Winfield Associates's portfolio value rose 3.7% quarter-over-quarter to $159M.

Based on Winfield Associates's 13F filing for Q3 2016, filed 31 Oct 2016.