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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$15.5M
Cap. Flow
+$7.39M
Cap. Flow %
4.95%
Top 10 Hldgs %
36.37%
Holding
334
New
26
Increased
75
Reduced
51
Closed
24

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.87M
2
RTN
Raytheon Company
RTN
+$1.43M
3
MSFT icon
Microsoft
MSFT
+$715K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$623K
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$623K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$928K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$369K
3
CVRR
CVR Refining, LP
CVRR
+$333K
4
LAZ icon
Lazard
LAZ
+$317K
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$284K

Sector Composition

Rank Sector Weight
1 Communication Services 8.95%
2 Consumer Discretionary 8.24%
3 Technology 8.09%
4 Financials 4.96%
5 Industrials 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RICE
326
DELISTED
Rice Energy Inc.
RICE
– –
-300
Closed -$5K
NTI
327
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-9,975
Closed -$227K
BXLT
328
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-260
Closed -$8K
ALU
329
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
6
– –
MM
330
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-3,800
Closed -$7K
HNSN
331
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$0 ﹤0.01%
55
– –
STP
332
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
$0 ﹤0.01%
50
– –
VVUS
333
DELISTED
Vivus Inc
VVUS
$0 ﹤0.01%
40
– –
MHR
334
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
– –
-500
Closed –
10 11 12 13
14

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Winfield Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Winfield Associates held 334 positions worth $149M, up 12% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates deployed $7.39M of net new capital in Q4 2015, opening 26 new positions and adding to 75 existing holdings. Its largest new stake was Vertex Pharmaceuticals: 1,700 shares worth $214K.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $928K trimmed.

  • Winfield Associates's largest Q4 2015 buy was Vertex Pharmaceuticals: 1,700 shares worth $214K.
  • Winfield Associates added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $1.87M increase.
  • Winfield Associates's biggest Q4 2015 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $928K.
  • Winfield Associates fully exited CVR Refining, LP in Q4 2015, selling an estimated $333K.
  • Winfield Associates's ten largest holdings make up 36% of its $149M portfolio in Q4 2015.
  • Winfield Associates opened 26 new positions and closed 24 in Q4 2015.
  • Winfield Associates's portfolio value rose 12% quarter-over-quarter to $149M.

Based on Winfield Associates's 13F filing for Q4 2015, filed 17 Feb 2016.