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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$15.5M
Cap. Flow
+$7.39M
Cap. Flow %
4.95%
Top 10 Hldgs %
36.37%
Holding
334
New
26
Increased
75
Reduced
51
Closed
24

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.87M
2
RTN
Raytheon Company
RTN
+$1.43M
3
MSFT icon
Microsoft
MSFT
+$715K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$623K
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$623K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$928K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$369K
3
CVRR
CVR Refining, LP
CVRR
+$333K
4
LAZ icon
Lazard
LAZ
+$317K
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$284K

Sector Composition

Rank Sector Weight
1 Communication Services 8.95%
2 Consumer Discretionary 8.24%
3 Technology 8.09%
4 Financials 4.96%
5 Industrials 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERF
301
DELISTED
Enerplus Corporation
ERF
$1K ﹤0.01%
+265
New +$1.27K
BTU
302
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$1K ﹤0.01%
73
– –
PDLI
303
DELISTED
PDL BioPharma, Inc.
PDLI
$1K ﹤0.01%
300
– –
ANIX icon
304
Anixa Biosciences
ANIX
$120M
$0 ﹤0.01%
+80
New +$281
ARCC icon
305
Ares Capital
ARCC
$13.7B
– –
-1,000
Closed -$14K
BAX icon
306
Baxter International
BAX
$12.6B
– –
-260
Closed -$9K
CSX icon
307
CSX Corp
CSX
$94.2B
– –
-2,133
Closed -$19K
EMB icon
308
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-100
Closed -$11K
EXG icon
309
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-10,871
Closed -$90K
EXPD icon
310
Expeditors International
EXPD
$22.4B
– –
-403
Closed -$19K
FDX icon
311
FedEx
FDX
$74B
– –
-400
Closed -$58K
LAZ icon
312
Lazard
LAZ
$4.21B
– –
-7,325
Closed -$317K
NOV icon
313
NOV
NOV
$7.11B
– –
-470
Closed -$18K
OMEX icon
314
Odyssey Marine Exploration
OMEX
$39.4M
$0 ﹤0.01%
+104
New +$449
ORCL icon
315
Oracle
ORCL
$346B
– –
-703
Closed -$25K
PH icon
316
Parker-Hannifin
PH
$125B
– –
-151
Closed -$15K
QCOM icon
317
Qualcomm
QCOM
$172B
– –
-991
Closed -$53K
ROK icon
318
Rockwell Automation
ROK
$52.4B
– –
-300
Closed -$30K
RSG icon
319
Republic Services
RSG
$66.6B
– –
-504
Closed -$21K
XTN icon
320
State Street SPDR S&P Transportation ETF
XTN
$401M
– –
-250
Closed -$11K
TWTR
321
DELISTED
Twitter, Inc.
TWTR
$0 ﹤0.01%
10
– –
MNDT
322
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-30
Closed -$1K
INOV
323
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-900
Closed -$19K
CVRR
324
DELISTED
CVR Refining, LP
CVRR
– –
-17,400
Closed -$333K
BSCI
325
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-10,000
Closed -$212K
10 11 12
13
14

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Winfield Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Winfield Associates held 334 positions worth $149M, up 12% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates deployed $7.39M of net new capital in Q4 2015, opening 26 new positions and adding to 75 existing holdings. Its largest new stake was Vertex Pharmaceuticals: 1,700 shares worth $214K.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $928K trimmed.

  • Winfield Associates's largest Q4 2015 buy was Vertex Pharmaceuticals: 1,700 shares worth $214K.
  • Winfield Associates added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $1.87M increase.
  • Winfield Associates's biggest Q4 2015 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $928K.
  • Winfield Associates fully exited CVR Refining, LP in Q4 2015, selling an estimated $333K.
  • Winfield Associates's ten largest holdings make up 36% of its $149M portfolio in Q4 2015.
  • Winfield Associates opened 26 new positions and closed 24 in Q4 2015.
  • Winfield Associates's portfolio value rose 12% quarter-over-quarter to $149M.

Based on Winfield Associates's 13F filing for Q4 2015, filed 17 Feb 2016.