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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+1.77%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$163M
AUM Growth
+$3.92M
Cap. Flow
+$2.9M
Cap. Flow %
1.78%
Top 10 Hldgs %
30.1%
Holding
801
New
76
Increased
228
Reduced
134
Closed
44

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.49M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$715K
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$701K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$654K
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$625K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$706K
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$622K
3
AAPL icon
Apple
AAPL
+$551K
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$535K
5
IBB icon
iShares Biotechnology ETF
IBB
+$501K

Sector Composition

Rank Sector Weight
1 Technology 8.24%
2 Consumer Discretionary 7.99%
3 Communication Services 6.78%
4 Financials 5.28%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMLF icon
276
iShares US Small Cap Equity Factor ETF
SMLF
$4.11B
$18K 0.01%
+500
New +$16.8K
UHAL icon
277
U-Haul Holding Co
UHAL
$14.4B
$18K 0.01%
500
– –
CA
278
DELISTED
CA, Inc.
CA
$18K 0.01%
567
+396
+232% +$12.6K
UN
279
DELISTED
Unilever NV New York Registry Shares
UN
$18K 0.01%
430
-15
-3% -$621
AEP icon
280
American Electric Power
AEP
$73.1B
$17K 0.01%
270
+90
+50% +$5.55K
CPRI icon
281
Capri Holdings
CPRI
$1.88B
$17K 0.01%
399
– –
IDGT icon
282
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$482M
$17K 0.01%
400
-100
-20% -$4.22K
MET icon
283
MetLife
MET
$62.6B
$17K 0.01%
359
– –
O icon
284
Realty Income
O
$61.2B
$17K 0.01%
310
– –
SCHG icon
285
Schwab US Large-Cap Growth ETF
SCHG
$59.2B
$17K 0.01%
2,400
– –
SMFG icon
286
Sumitomo Mitsui Financial
SMFG
$163B
$17K 0.01%
2,240
+320
+17% +$2.32K
UBS icon
287
UBS Group
UBS
$171B
$17K 0.01%
1,070
-10
-0.9% -$151
ASML icon
288
ASML
ASML
$611B
$16K 0.01%
145
+25
+21% +$2.62K
BHP icon
289
BHP
BHP
$213B
$16K 0.01%
493
– –
KMI icon
290
Kinder Morgan
KMI
$70.3B
$16K 0.01%
792
+379
+92% +$8.01K
QQQ icon
291
Invesco QQQ Trust
QQQ
$447B
$16K 0.01%
135
-50
-27% -$5.9K
SCHW
292
Charles Schwab
SCHW
$184B
$16K 0.01%
400
– –
TEX icon
293
Terex
TEX
$7.88B
$16K 0.01%
500
– –
VDE icon
294
Vanguard Energy ETF
VDE
$9.7B
$16K 0.01%
150
– –
AET
295
DELISTED
Aetna Inc
AET
$16K 0.01%
130
– –
GGP
296
DELISTED
GGP Inc.
GGP
$16K 0.01%
623
– –
BSCH
297
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$16K 0.01%
700
– –
CELG
298
DELISTED
Celgene Corp
CELG
$16K 0.01%
135
-30
-18% -$3.34K
ADBE icon
299
Adobe
ADBE
$100B
$15K 0.01%
145
– –
CAT icon
300
Caterpillar
CAT
$386B
$15K 0.01%
160
– –
10 11
12
13 14

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Winfield Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Winfield Associates held 801 positions worth $163M, up 2.5% from $159M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Winfield Associates's Q4 2016 filing shows 76 new, 228 increased, 134 reduced and 44 closed positions. Its largest new stake was State Street SPDR S&P Transportation ETF: 6,800 shares worth $367K. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $706K.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q4 2016 buy was State Street SPDR S&P Transportation ETF: 6,800 shares worth $367K.
  • Winfield Associates added most to iShares Russell 2000 Value ETF in Q4 2016, an estimated $1.49M increase.
  • Winfield Associates's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $706K.
  • Winfield Associates fully exited Elevance Health in Q4 2016, selling an estimated $332K.
  • Winfield Associates's ten largest holdings make up 30% of its $163M portfolio in Q4 2016.
  • Winfield Associates opened 76 new positions and closed 44 in Q4 2016.
  • Winfield Associates's portfolio value rose 2.5% quarter-over-quarter to $163M.

Based on Winfield Associates's 13F filing for Q4 2016, filed 20 Jan 2017.