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Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$159M
AUM Growth
+$5.6M
Cap. Flow
+$147K
Cap. Flow %
0.09%
Top 10 Hldgs %
31.66%
Holding
774
New
31
Increased
127
Reduced
125
Closed
49

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$667K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$608K
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$560K
4
VTV icon
Vanguard Value ETF
VTV
+$453K
5
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$407K

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$457K
2
GILD icon
Gilead Sciences
GILD
+$436K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$429K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$404K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$358K

Sector Composition

Rank Sector Weight
1 Technology 8.66%
2 Consumer Discretionary 8.52%
3 Communication Services 7.19%
4 Financials 4.93%
5 Industrials 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
276
DELISTED
Celgene Corp
CELG
$17K 0.01%
165
+30
+22% +$3.25K
ADBE icon
277
Adobe
ADBE
$100B
$16K 0.01%
145
– –
COST icon
278
Costco
COST
$432B
$16K 0.01%
104
+10
+11% +$1.62K
JD icon
279
JD.com
JD
$42.9B
$16K 0.01%
600
– –
PRU icon
280
Prudential Financial
PRU
$43.2B
$16K 0.01%
190
+45
+31% +$3.45K
RCL icon
281
Royal Caribbean
RCL
$85.7B
$16K 0.01%
211
+1
+0.5% +$70
UHAL icon
282
U-Haul Holding Co
UHAL
$14.4B
$16K 0.01%
+500
New +$17.9K
UL icon
283
Unilever
UL
$143B
$16K 0.01%
293
– –
TWX
284
DELISTED
Time Warner Inc
TWX
$16K 0.01%
200
– –
BSCH
285
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$16K 0.01%
700
– –
NUO
286
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$16K 0.01%
1,000
– –
NTT
287
DELISTED
Nippon Telegraph & Telephone
NTT
$16K 0.01%
350
+230
+192% +$10.7K
BHP icon
288
BHP
BHP
$213B
$15K 0.01%
493
– –
DHR icon
289
Danaher
DHR
$140B
$15K 0.01%
226
-72
-24% -$5.1K
UBS icon
290
UBS Group
UBS
$171B
$15K 0.01%
1,080
-20
-2% -$272
USIG icon
291
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$15K 0.01%
264
– –
VDE icon
292
Vanguard Energy ETF
VDE
$9.69B
$15K 0.01%
150
– –
AET
293
DELISTED
Aetna Inc
AET
$15K 0.01%
130
– –
BSCG
294
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$15K 0.01%
700
– –
CAT icon
295
Caterpillar
CAT
$386B
$14K 0.01%
160
– –
CNI icon
296
Canadian National Railway
CNI
$78.2B
$14K 0.01%
210
– –
FCAP icon
297
First Capital
FCAP
$214M
$14K 0.01%
440
– –
HMC icon
298
Honda
HMC
$39.3B
$14K 0.01%
480
– –
MET icon
299
MetLife
MET
$62.6B
$14K 0.01%
359
+73
+26% +$2.74K
MTW icon
300
Manitowoc
MTW
$528M
$14K 0.01%
+750
New +$15.1K
10 11
12
13 14

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Winfield Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Winfield Associates held 774 positions worth $159M, up 3.7% from $153M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Winfield Associates's Q3 2016 filing shows 31 new, 127 increased, 125 reduced and 49 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 19,889 shares worth $652K. The largest sale was iShares Preferred and Income Securities ETF, an estimated $457K.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.5% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Winfield Associates's largest Q3 2016 buy was State Street Real Estate Select Sector SPDR ETF: 19,889 shares worth $652K.
  • Winfield Associates added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $608K increase.
  • Winfield Associates's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $457K.
  • Winfield Associates fully exited ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF in Q3 2016, selling an estimated $238K.
  • Winfield Associates's ten largest holdings make up 32% of its $159M portfolio in Q3 2016.
  • Winfield Associates opened 31 new positions and closed 49 in Q3 2016.
  • Winfield Associates's portfolio value rose 3.7% quarter-over-quarter to $159M.

Based on Winfield Associates's 13F filing for Q3 2016, filed 31 Oct 2016.