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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$12.3M
Cap. Flow
-$3.24M
Cap. Flow %
-2.42%
Top 10 Hldgs %
35.77%
Holding
328
New
38
Increased
60
Reduced
64
Closed
22

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.39M
2
AMZN icon
Amazon
AMZN
+$983K
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$460K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$445K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$430K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$963K
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$923K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$758K
5
ROK icon
Rockwell Automation
ROK
+$682K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 8.01%
3 Consumer Discretionary 7.43%
4 Financials 5.15%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TV icon
276
Televisa
TV
$1.47B
$4K ﹤0.01%
140
– –
ACG
277
DELISTED
AllianceBernstein Income Fund Inc
ACG
$4K ﹤0.01%
541
– –
BAC icon
278
Bank of America
BAC
$439B
$3K ﹤0.01%
200
– –
HII icon
279
Huntington Ingalls Industries
HII
$11.8B
$3K ﹤0.01%
25
– –
PAA icon
280
Plains All American Pipeline
PAA
$17.2B
$3K ﹤0.01%
100
– –
TNK icon
281
Teekay Tankers
TNK
$2.66B
$3K ﹤0.01%
50
– –
WNC icon
282
Wabash National
WNC
$541M
$3K ﹤0.01%
300
– –
STAB
283
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$3K ﹤0.01%
786
– –
BNY
284
Bank of New York Mellon
BNY
$106B
$2K ﹤0.01%
45
– –
C icon
285
Citigroup
C
$222B
$2K ﹤0.01%
40
– –
CLF icon
286
Cleveland-Cliffs
CLF
$6.84B
$2K ﹤0.01%
900
– –
EXEL icon
287
Exelixis
EXEL
$14.2B
$2K ﹤0.01%
300
– –
IYW icon
288
iShares US Technology ETF
IYW
$23B
$2K ﹤0.01%
100
– –
PAAS icon
289
Pan American Silver
PAAS
$18.2B
$2K ﹤0.01%
300
– –
SBS icon
290
Sabesp
SBS
$19.4B
$2K ﹤0.01%
2,836
– –
VIRX
291
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$2K ﹤0.01%
11
– –
CPL
292
DELISTED
CPFL Energia S.A.
CPL
$2K ﹤0.01%
290
– –
JHP
293
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2K ﹤0.01%
229
– –
BTU
294
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$2K ﹤0.01%
+73
New +$1.65K
PDLI
295
DELISTED
PDL BioPharma, Inc.
PDLI
$2K ﹤0.01%
300
– –
CP icon
296
Canadian Pacific Kansas City
CP
$81.4B
$1K ﹤0.01%
25
– –
PBW icon
297
Invesco WilderHill Clean Energy ETF
PBW
$394M
$1K ﹤0.01%
40
– –
NSLR
298
Neostellar Capital Corp
NSLR
$269M
$1K ﹤0.01%
154
– –
SLCA
299
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1K ﹤0.01%
100
-150
-60% -$3.2K
MNDT
300
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1K ﹤0.01%
30
– –
10 11
12
13 14

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Winfield Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Winfield Associates held 328 positions worth $134M, down 8.4% from $146M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates's Q3 2015 filing shows 38 new, 60 increased, 64 reduced and 22 closed positions. Its largest new stake was Alphabet (Google) Class A: 74,300 shares worth $2.37M. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Winfield Associates's largest Q3 2015 buy was Alphabet (Google) Class A: 74,300 shares worth $2.37M.
  • Winfield Associates added most to Amazon in Q3 2015, an estimated $983K increase.
  • Winfield Associates's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.16M.
  • Winfield Associates fully exited Kayne Anderson Energy Infrastructure Fund in Q3 2015, selling an estimated $583K.
  • Winfield Associates's ten largest holdings make up 36% of its $134M portfolio in Q3 2015.
  • Winfield Associates opened 38 new positions and closed 22 in Q3 2015.
  • Winfield Associates's portfolio value fell 8.4% quarter-over-quarter to $134M.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.