We are live on ! Find out more
WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+7.84%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$122M
AUM Growth
–
Cap. Flow
+$118M
Cap. Flow %
96.75%
Top 10 Hldgs %
28.1%
Holding
283
New
283
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$5.75M
2
AAPL icon
Apple
AAPL
+$4.08M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.83M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.4M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.2M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Energy 7.52%
3 Industrials 7.05%
4 Consumer Discretionary 6.17%
5 Financials 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHP
276
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2K ﹤0.01%
+229
New +$1.79K
DG icon
277
Dollar General
DG
$27.8B
$1K ﹤0.01%
+20
New +$1.18K
PBW icon
278
Invesco WilderHill Clean Energy ETF
PBW
$394M
$1K ﹤0.01%
+40
New +$1.28K
NSLR
279
Neostellar Capital Corp
NSLR
$269M
$1K ﹤0.01%
+154
New +$1.33K
HNSN
280
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$1K ﹤0.01%
+55
New +$1.02K
DOVR
281
DELISTED
DOVER SADDLERY INC
DOVR
$1K ﹤0.01%
+200
New +$988
ALU
282
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
+6
New +$24
STP
283
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
$0 ﹤0.01%
+50
New +$70
8 9 10 11
12

Similar funds

SCM
Southport Capital Management Chattanooga, Tennessee $274M AUM 28.84% 1-Year Est. Return
ANRIA
American National Registered Investment Advisor Galveston, Texas $279M AUM 18.92% 1-Year Est. Return
PCA
Permit Capital Advisors West Conshohocken, Pennsylvania $260M AUM
LCP
Legacy Capital Partners Milwaukee, Wisconsin $304M AUM 20.42% 1-Year Est. Return
FPOC
Financial Planners of Cleveland Mayfield Heights, Ohio $238M AUM
PWP
Personal Wealth Partners Bloomington, Minnesota $229M AUM 6.65% 1-Year Est. Return
BHTS
Bar Harbor Trust Services Ellsworth, Maine $331M AUM 19.79% 1-Year Est. Return
KWP
Keystone Wealth Partners Chandler, Arizona $214M AUM 3.05% 1-Year Est. Return

Winfield Associates's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Winfield Associates, which disclosed 283 positions worth $122M. Its ten largest holdings account for 28% of the portfolio.

Its largest position is iShares Biotechnology ETF: 81,030 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, followed by Energy and Industrials.

  • Winfield Associates's largest Q4 2013 buy was iShares Biotechnology ETF: 81,030 shares worth $6.13M.
  • Winfield Associates's ten largest holdings make up 28% of its $122M portfolio in Q4 2013.
  • Winfield Associates disclosed 283 positions in Q4 2013, its first 13F filing on record.

Based on Winfield Associates's 13F filing for Q4 2013, filed 17 Mar 2014.