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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$15.5M
Cap. Flow
+$7.39M
Cap. Flow %
4.95%
Top 10 Hldgs %
36.37%
Holding
334
New
26
Increased
75
Reduced
51
Closed
24

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.87M
2
RTN
Raytheon Company
RTN
+$1.43M
3
MSFT icon
Microsoft
MSFT
+$715K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$623K
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$623K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$928K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$369K
3
CVRR
CVR Refining, LP
CVRR
+$333K
4
LAZ icon
Lazard
LAZ
+$317K
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$284K

Sector Composition

Rank Sector Weight
1 Communication Services 8.95%
2 Consumer Discretionary 8.24%
3 Technology 8.09%
4 Financials 4.96%
5 Industrials 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOLX
251
DELISTED
Hologic
HOLX
$8K 0.01%
200
– –
TMUS icon
252
T-Mobile US
TMUS
$196B
$8K 0.01%
200
– –
UAA icon
253
Under Armour
UAA
$3.04B
$8K 0.01%
+201
New +$9.1K
VWTR
254
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$8K 0.01%
800
– –
PAY
255
DELISTED
Verifone Systems Inc
PAY
$8K 0.01%
300
– –
CTF
256
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$8K 0.01%
500
– –
JTP
257
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$8K 0.01%
1,000
– –
IGE icon
258
iShares North American Natural Resources ETF
IGE
$726M
$7K ﹤0.01%
245
– –
YANG icon
259
Direxion Daily FTSE China Bear 3X ETF
YANG
$89M
$7K ﹤0.01%
+1
New +$4.52K
NQS
260
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$7K ﹤0.01%
500
– –
BB icon
261
BlackBerry
BB
$4.74B
$6K ﹤0.01%
700
– –
HBAN icon
262
Huntington Bancshares
HBAN
$35B
$6K ﹤0.01%
573
– –
NLY icon
263
Annaly Capital Management
NLY
$17.4B
$6K ﹤0.01%
+155
New +$6.04K
VTTI
264
DELISTED
VTTI Energy Partners LP
VTTI
$6K ﹤0.01%
300
– –
APO icon
265
Apollo Global Management
APO
$71.9B
$5K ﹤0.01%
350
– –
NUV icon
266
Nuveen Municipal Value Fund
NUV
$1.91B
$5K ﹤0.01%
500
– –
OHI icon
267
Omega Healthcare
OHI
$15.4B
$5K ﹤0.01%
+152
New +$5.25K
TZA icon
268
Direxion Daily Small Cap Bear 3x ETF
TZA
$245M
– –
0
– –
NXZ
269
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5K ﹤0.01%
333
– –
GG
270
DELISTED
Goldcorp Inc
GG
$5K ﹤0.01%
400
– –
COST icon
271
Costco
COST
$429B
$4K ﹤0.01%
25
– –
EWJ icon
272
iShares MSCI Japan ETF
EWJ
$21.3B
$4K ﹤0.01%
+77
New +$3.78K
HYT icon
273
BlackRock Corporate High Yield Fund
HYT
$1.36B
$4K ﹤0.01%
400
– –
SLX icon
274
VanEck Steel ETF
SLX
$167M
$4K ﹤0.01%
200
– –
TLH icon
275
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$4K ﹤0.01%
30
– –
9 10
11
12 13

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LCP
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FPOC
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PWP
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BHTS
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KWP
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Winfield Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Winfield Associates held 334 positions worth $149M, up 12% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates deployed $7.39M of net new capital in Q4 2015, opening 26 new positions and adding to 75 existing holdings. Its largest new stake was Vertex Pharmaceuticals: 1,700 shares worth $214K.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $928K trimmed.

  • Winfield Associates's largest Q4 2015 buy was Vertex Pharmaceuticals: 1,700 shares worth $214K.
  • Winfield Associates added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $1.87M increase.
  • Winfield Associates's biggest Q4 2015 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $928K.
  • Winfield Associates fully exited CVR Refining, LP in Q4 2015, selling an estimated $333K.
  • Winfield Associates's ten largest holdings make up 36% of its $149M portfolio in Q4 2015.
  • Winfield Associates opened 26 new positions and closed 24 in Q4 2015.
  • Winfield Associates's portfolio value rose 12% quarter-over-quarter to $149M.

Based on Winfield Associates's 13F filing for Q4 2015, filed 17 Feb 2016.