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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$12.3M
Cap. Flow
-$3.24M
Cap. Flow %
-2.42%
Top 10 Hldgs %
35.77%
Holding
328
New
38
Increased
60
Reduced
64
Closed
22

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.39M
2
AMZN icon
Amazon
AMZN
+$983K
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$460K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$445K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$430K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$963K
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$923K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$758K
5
ROK icon
Rockwell Automation
ROK
+$682K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 8.01%
3 Consumer Discretionary 7.43%
4 Financials 5.15%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
251
Vanguard Total International Stock ETF
VXUS
$153B
$9K 0.01%
200
– –
WMT icon
252
Walmart Inc
WMT
$900B
$9K 0.01%
414
– –
YHOO
253
DELISTED
Yahoo Inc
YHOO
$9K 0.01%
+300
New +$10.4K
HOLX
254
DELISTED
Hologic
HOLX
$8K 0.01%
200
– –
TMUS icon
255
T-Mobile US
TMUS
$196B
$8K 0.01%
200
– –
VWTR
256
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$8K 0.01%
800
– –
PAY
257
DELISTED
Verifone Systems Inc
PAY
$8K 0.01%
300
– –
CTF
258
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$8K 0.01%
500
– –
BXLT
259
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$8K 0.01%
+260
New +$8.97K
JTP
260
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$8K 0.01%
1,000
– –
IGE icon
261
iShares North American Natural Resources ETF
IGE
$726M
$7K 0.01%
245
– –
MM
262
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$7K 0.01%
3,800
-1,000
-21% -$1.61K
NQS
263
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$7K 0.01%
500
– –
APO icon
264
Apollo Global Management
APO
$71.9B
$6K ﹤0.01%
350
– –
HBAN icon
265
Huntington Bancshares
HBAN
$35B
$6K ﹤0.01%
573
– –
VTTI
266
DELISTED
VTTI Energy Partners LP
VTTI
$6K ﹤0.01%
300
– –
NUV icon
267
Nuveen Municipal Value Fund
NUV
$1.91B
$5K ﹤0.01%
500
– –
RICE
268
DELISTED
Rice Energy Inc.
RICE
$5K ﹤0.01%
300
– –
NXZ
269
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5K ﹤0.01%
333
– –
GG
270
DELISTED
Goldcorp Inc
GG
$5K ﹤0.01%
400
– –
BB icon
271
BlackBerry
BB
$4.74B
$4K ﹤0.01%
700
– –
COST icon
272
Costco
COST
$429B
$4K ﹤0.01%
25
– –
HYT icon
273
BlackRock Corporate High Yield Fund
HYT
$1.36B
$4K ﹤0.01%
400
– –
SLX icon
274
VanEck Steel ETF
SLX
$167M
$4K ﹤0.01%
200
– –
TLH icon
275
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$4K ﹤0.01%
30
– –
9 10
11
12 13

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Winfield Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Winfield Associates held 328 positions worth $134M, down 8.4% from $146M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates's Q3 2015 filing shows 38 new, 60 increased, 64 reduced and 22 closed positions. Its largest new stake was Alphabet (Google) Class A: 74,300 shares worth $2.37M. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Winfield Associates's largest Q3 2015 buy was Alphabet (Google) Class A: 74,300 shares worth $2.37M.
  • Winfield Associates added most to Amazon in Q3 2015, an estimated $983K increase.
  • Winfield Associates's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.16M.
  • Winfield Associates fully exited Kayne Anderson Energy Infrastructure Fund in Q3 2015, selling an estimated $583K.
  • Winfield Associates's ten largest holdings make up 36% of its $134M portfolio in Q3 2015.
  • Winfield Associates opened 38 new positions and closed 22 in Q3 2015.
  • Winfield Associates's portfolio value fell 8.4% quarter-over-quarter to $134M.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.