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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$15.5M
Cap. Flow
+$7.39M
Cap. Flow %
4.95%
Top 10 Hldgs %
36.37%
Holding
334
New
26
Increased
75
Reduced
51
Closed
24

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.87M
2
RTN
Raytheon Company
RTN
+$1.43M
3
MSFT icon
Microsoft
MSFT
+$715K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$623K
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$623K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$928K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$369K
3
CVRR
CVR Refining, LP
CVRR
+$333K
4
LAZ icon
Lazard
LAZ
+$317K
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$284K

Sector Composition

Rank Sector Weight
1 Communication Services 8.95%
2 Consumer Discretionary 8.24%
3 Technology 8.09%
4 Financials 4.96%
5 Industrials 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
226
iShares Russell 2000 Growth ETF
IWO
$14.4B
$16K 0.01%
115
– –
SCHG icon
227
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$16K 0.01%
2,400
– –
BSCH
228
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$16K 0.01%
700
– –
MDYV icon
229
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
$15K 0.01%
400
– –
MRK icon
230
Merck
MRK
$326B
$15K 0.01%
302
– –
VEU icon
231
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$15K 0.01%
356
– –
SPWR
232
DELISTED
SunPower Corporation Common Stock
SPWR
$15K 0.01%
+764
New +$12.8K
BSCG
233
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$15K 0.01%
700
– –
NUO
234
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$15K 0.01%
1,000
– –
USIG icon
235
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$14K 0.01%
264
– –
ALGN icon
236
Align Technology
ALGN
$12.6B
$13K 0.01%
200
– –
GLD icon
237
SPDR Gold Trust
GLD
$131B
$12K 0.01%
120
+20
+20% +$2.11K
IHDG icon
238
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$12K 0.01%
450
– –
VDE icon
239
Vanguard Energy ETF
VDE
$9.72B
$12K 0.01%
+150
New +$13.7K
VGR
240
DELISTED
Vector Group Ltd.
VGR
$12K 0.01%
900
– –
FCAP icon
241
First Capital
FCAP
$214M
$11K 0.01%
440
– –
CTXS
242
DELISTED
Citrix Systems Inc
CTXS
$11K 0.01%
188
– –
VIS icon
243
Vanguard Industrials ETF
VIS
$8.22B
$10K 0.01%
100
– –
YHOO
244
DELISTED
Yahoo Inc
YHOO
$10K 0.01%
300
– –
SUNE
245
DELISTED
SUNEDISON, INC COM
SUNE
$10K 0.01%
+2,000
New +$12.3K
DGS icon
246
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$9K 0.01%
250
– –
HYS icon
247
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$9K 0.01%
95
– –
PIM
248
Franklin Master Intermediate Income Trust
PIM
$149M
$9K 0.01%
2,000
-4,000
-67% -$18.2K
VOO icon
249
Vanguard S&P 500 ETF
VOO
$971B
$9K 0.01%
50
– –
VXUS icon
250
Vanguard Total International Stock ETF
VXUS
$153B
$9K 0.01%
200
– –
8 9
10
11 12

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Winfield Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Winfield Associates held 334 positions worth $149M, up 12% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates deployed $7.39M of net new capital in Q4 2015, opening 26 new positions and adding to 75 existing holdings. Its largest new stake was Vertex Pharmaceuticals: 1,700 shares worth $214K.

By sector, the portfolio is most concentrated in Communication Services at 9% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $928K trimmed.

  • Winfield Associates's largest Q4 2015 buy was Vertex Pharmaceuticals: 1,700 shares worth $214K.
  • Winfield Associates added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $1.87M increase.
  • Winfield Associates's biggest Q4 2015 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $928K.
  • Winfield Associates fully exited CVR Refining, LP in Q4 2015, selling an estimated $333K.
  • Winfield Associates's ten largest holdings make up 36% of its $149M portfolio in Q4 2015.
  • Winfield Associates opened 26 new positions and closed 24 in Q4 2015.
  • Winfield Associates's portfolio value rose 12% quarter-over-quarter to $149M.

Based on Winfield Associates's 13F filing for Q4 2015, filed 17 Feb 2016.