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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$12.3M
Cap. Flow
-$3.24M
Cap. Flow %
-2.42%
Top 10 Hldgs %
35.77%
Holding
328
New
38
Increased
60
Reduced
64
Closed
22

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.39M
2
AMZN icon
Amazon
AMZN
+$983K
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$460K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$445K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$430K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$963K
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$923K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$758K
5
ROK icon
Rockwell Automation
ROK
+$682K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 8.01%
3 Consumer Discretionary 7.43%
4 Financials 5.15%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
226
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$15K 0.01%
2,400
– –
VEU icon
227
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$15K 0.01%
356
+50
+16% +$2.31K
ARCC icon
228
Ares Capital
ARCC
$13.7B
$14K 0.01%
+1,000
New +$15.7K
MRK icon
229
Merck
MRK
$326B
$14K 0.01%
302
– –
USIG icon
230
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$14K 0.01%
264
– –
NUO
231
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$14K 0.01%
1,000
– –
EEM icon
232
iShares MSCI Emerging Markets ETF
EEM
$28B
$13K 0.01%
400
– –
MYE icon
233
Myers Industries
MYE
$1.26B
$13K 0.01%
1,000
– –
FCAP icon
234
First Capital
FCAP
$214M
$12K 0.01%
+440
New +$11.7K
NKE icon
235
Nike
NKE
$63.9B
$12K 0.01%
200
– –
VGR
236
DELISTED
Vector Group Ltd.
VGR
$12K 0.01%
900
– –
ALGN icon
237
Align Technology
ALGN
$12.6B
$11K 0.01%
200
– –
DE icon
238
Deere & Co
DE
$173B
$11K 0.01%
+150
New +$13.2K
EMB icon
239
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$11K 0.01%
100
– –
GLD icon
240
SPDR Gold Trust
GLD
$131B
$11K 0.01%
100
– –
IHDG icon
241
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$11K 0.01%
450
– –
RTX icon
242
RTX Corp
RTX
$295B
$11K 0.01%
+203
New +$12.5K
XTN icon
243
State Street SPDR S&P Transportation ETF
XTN
$401M
$11K 0.01%
250
– –
CTXS
244
DELISTED
Citrix Systems Inc
CTXS
$10K 0.01%
188
– –
BAX icon
245
Baxter International
BAX
$12.6B
$9K 0.01%
+260
New +$9.84K
DGS icon
246
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$9K 0.01%
250
– –
HYS icon
247
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$9K 0.01%
95
– –
IEF icon
248
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$9K 0.01%
83
– –
VIS icon
249
Vanguard Industrials ETF
VIS
$8.22B
$9K 0.01%
100
– –
VOO icon
250
Vanguard S&P 500 ETF
VOO
$971B
$9K 0.01%
50
– –
8 9
10
11 12

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Winfield Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Winfield Associates held 328 positions worth $134M, down 8.4% from $146M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates's Q3 2015 filing shows 38 new, 60 increased, 64 reduced and 22 closed positions. Its largest new stake was Alphabet (Google) Class A: 74,300 shares worth $2.37M. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Winfield Associates's largest Q3 2015 buy was Alphabet (Google) Class A: 74,300 shares worth $2.37M.
  • Winfield Associates added most to Amazon in Q3 2015, an estimated $983K increase.
  • Winfield Associates's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.16M.
  • Winfield Associates fully exited Kayne Anderson Energy Infrastructure Fund in Q3 2015, selling an estimated $583K.
  • Winfield Associates's ten largest holdings make up 36% of its $134M portfolio in Q3 2015.
  • Winfield Associates opened 38 new positions and closed 22 in Q3 2015.
  • Winfield Associates's portfolio value fell 8.4% quarter-over-quarter to $134M.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.