We are live on ! Find out more
WHI

William Harris Investors Portfolio holdings

AUM $347M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+3.53%
3 Year Est. Return
+3.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$28.9M
Cap. Flow
-$36.4M
Cap. Flow %
-9.84%
Top 10 Hldgs %
42.87%
Holding
103
New
7
Increased
9
Reduced
28
Closed
12

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.2M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.7M
3
SRCL
Stericycle Inc
SRCL
+$8.79M
4
WBT
Welbilt, Inc.
WBT
+$4.4M
5
SGI
Somnigroup International
SGI
+$2.64M

Top Sells

Rank Stock Value
1
SN
Sanchez Energy Corporation
SN
+$5.67M
2
BKS
Barnes & Noble
BKS
+$5.38M
3
NVAX icon
Novavax
NVAX
+$4.86M
4
VFC icon
VF Corp
VFC
+$4.78M
5
QADA
QAD Inc.
QADA
+$4.54M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 33.84%
2 Healthcare 16.46%
3 Industrials 12.18%
4 Consumer Staples 9.78%
5 Financials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVID
76
DELISTED
Avid Technology Inc
AVID
$270K 0.07%
34,060
– –
FCE.A
77
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$267K 0.07%
11,550
– –
SNMX
78
DELISTED
Senomyx, Inc.
SNMX
$262K 0.07%
61,400
-298,768
-83% -$1.08M
TERP
79
DELISTED
TerraForm Power, Inc
TERP
$242K 0.07%
17,360
-6,088
-26% -$76.1K
SPG icon
80
Simon Property Group
SPG
$69.4B
$230K 0.06%
1,109
+17
+2% +$3.69K
VIG icon
81
Vanguard Dividend Appreciation ETF
VIG
$113B
$210K 0.06%
2,498
-6,749
-73% -$572K
CHI
82
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$201K 0.05%
19,500
+3,800
+24% +$39.5K
ZVRA icon
83
Zevra Therapeutics
ZVRA
$686M
$139K 0.04%
1,931
– –
EXEL icon
84
Exelixis
EXEL
$13.5B
$128K 0.03%
10,000
– –
ATRS
85
DELISTED
Antares Pharma, Inc.
ATRS
$67K 0.02%
40,000
-1,696,256
-98% -$2.08M
BBQ
86
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
$57K 0.02%
10,451
– –
FRE
87
DELISTED
FREDDIE MAC D/B/A VOTING
FRE
$47K 0.01%
30,000
– –
GCVRZ
88
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$9K ﹤0.01%
31,621
– –
FARO
89
DELISTED
Faro Technologies
FARO
– –
-87,058
Closed -$2.94M
GTLS
90
DELISTED
Chart Industries
GTLS
– –
-185,459
Closed -$4.47M
ICLR icon
91
Icon
ICLR
$13.1B
– –
-47,305
Closed -$3.31M
JJSF icon
92
J&J Snack Foods
JJSF
$1.67B
– –
-34,900
Closed -$4.16M
NVAX icon
93
Novavax
NVAX
$1.53B
– –
-33,396
Closed -$4.86M
PAGP icon
94
Plains GP Holdings
PAGP
$5.54B
– –
-6,534
Closed -$181K
UNF icon
95
Unifirst Corp
UNF
$5.1B
– –
-26,019
Closed -$3.01M
SCU
96
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-4,000
Closed -$152K
QHC
97
DELISTED
Quorum Health Corporation
QHC
– –
-220,747
Closed -$2.36M
SN
98
DELISTED
Sanchez Energy Corporation
SN
– –
-802,856
Closed -$5.67M
PANC
99
DELISTED
PANACOS PHARMACEUTICALS, INC.
PANC
$0 ﹤0.01%
25,000
– –
QADA
100
DELISTED
QAD Inc.
QADA
– –
-235,345
Closed -$4.54M
1 2 3
4
5

Similar funds

PC
Perry Capital New York $334M AUM 8.27% 1-Year Est. Return
HPBT
High Point Bank & Trust High Point, North Carolina $315M AUM 12.21% 1-Year Est. Return
JIAI
JCF III AIV I New York $299M AUM 7.51% 1-Year Est. Return
BGE
BLS Global Equities Klampenborg, Denmark $297M AUM
BREA
Barings Real Estate Advisers Hartford, Connecticut $294M AUM 6.38% 1-Year Est. Return
SCMC
Serenity Capital Management (Cayman) George Town, Cayman Islands $269M AUM 16.04% 1-Year Est. Return
CAM
CG Asset Management New York $268M AUM 15.46% 1-Year Est. Return
GFG
Gray Financial Group Atlanta, Georgia $257M AUM 11.6% 1-Year Est. Return

William Harris Investors's Q3 2016 Portfolio in Review

As of Q3 2016, William Harris Investors held 103 positions worth $370M, down 7.3% from $399M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

William Harris Investors withdrew a net $36.4M in Q3 2016, closing 12 positions and reducing 28 holdings. Its most notable exit was Sanchez Energy Corporation, an estimated $5.67M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 34% of assets, down from 36% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, William Harris Investors opened a new position in State Street SPDR S&P 500 ETF Trust worth $11.2M.

  • William Harris Investors's largest Q3 2016 buy was State Street SPDR S&P 500 ETF Trust: 52,000 shares worth $11.2M.
  • William Harris Investors added most to Whole Foods Market Inc in Q3 2016, an estimated $1.66M increase.
  • William Harris Investors's biggest Q3 2016 reduction was Barnes & Noble, cutting an estimated $5.38M.
  • William Harris Investors fully exited Sanchez Energy Corporation in Q3 2016, selling an estimated $5.67M.
  • William Harris Investors's ten largest holdings make up 43% of its $370M portfolio in Q3 2016.
  • William Harris Investors opened 7 new positions and closed 12 in Q3 2016.
  • William Harris Investors's portfolio value fell 7.3% quarter-over-quarter to $370M.

Based on William Harris Investors's 13F filing for Q3 2016, filed 9 Nov 2016.