We are live on ! Find out more
WA

WFG Advisors Portfolio holdings

AUM $442M
1-Year Est. Return 12.46%
This Fund
S&P 500
This Quarter Est. Return
+1.53%
1 Year Est. Return
+12.46%
3 Year Est. Return
+21.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$358M
AUM Growth
-$136M
Cap. Flow
-$138M
Cap. Flow %
-38.56%
Top 10 Hldgs %
16.96%
Holding
2,303
New
90
Increased
371
Reduced
827
Closed
478

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$2.25M
2
MDT icon
Medtronic
MDT
+$1.61M
3
BX icon
Blackstone
BX
+$1.19M
4
KKR icon
KKR & Co
KKR
+$920K
5
MPT
Medical Properties Trust
MPT
+$793K

Top Sells

Rank Stock Value
1
GIS icon
General Mills
GIS
+$26M
2
AAPL icon
Apple
AAPL
+$6.15M
3
ETP
Energy Transfer Partners L.p.
ETP
+$6.12M
4
DRI icon
Darden Restaurants
DRI
+$3.63M
5
XOM icon
ExxonMobil
XOM
+$2.81M

Sector Composition

Rank Sector Weight
1 Energy 13.96%
2 Financials 10.31%
3 Healthcare 6.34%
4 Real Estate 6.23%
5 Utilities 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTA icon
2001
Prothena Corp
PRTA
$458M
$0 ﹤0.01%
3
– –
PSQ icon
2002
ProShares Short QQQ
PSQ
$694M
– –
-35
Closed -$10K
PST icon
2003
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
– –
-1,500
Closed -$37K
PTY icon
2004
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
– –
-4,311
Closed -$69K
PUI icon
2005
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$56.8M
– –
-580
Closed -$14K
PULM icon
2006
Pulmatrix
PULM
$6.03M
– –
-20
Closed -$35K
PWR icon
2007
Quanta Services
PWR
$93.9B
– –
-8
Closed –
QQQX icon
2008
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-2,223
Closed -$43K
RCI icon
2009
Rogers Communications
RCI
$17.7B
– –
-400
Closed -$16K
RCS
2010
PIMCO Strategic Income Fund
RCS
$243M
– –
-2,502
Closed -$24K
RDOG icon
2011
ALPS REIT Dividend Dogs ETF
RDOG
$11.6M
– –
-332
Closed -$14K
REGN icon
2012
Regeneron Pharmaceuticals
REGN
$68.8B
– –
-10
Closed -$4K
REM icon
2013
iShares Mortgage Real Estate ETF
REM
$542M
– –
-100
Closed -$5K
RFV icon
2014
Invesco S&P MidCap 400 Pure Value ETF
RFV
$335M
– –
-550
Closed -$30K
RGA icon
2015
Reinsurance Group of America
RGA
$15.7B
– –
-90
Closed -$8K
RGS icon
2016
Regis Corp
RGS
$69.9M
$0 ﹤0.01%
1
-5
-83% -$1.63K
RJF icon
2017
Raymond James Financial
RJF
$32.5B
– –
-63
Closed -$2K
RMCF icon
2018
Rocky Mountain Chocolate Factory
RMCF
$8.53M
– –
-647
Closed -$8K
RNP icon
2019
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
– –
-400
Closed -$8K
ROST icon
2020
Ross Stores
ROST
$76.6B
– –
-18
Closed -$1K
RS icon
2021
Reliance Steel & Aluminium
RS
$20.8B
$0 ﹤0.01%
8
– –
RSPH icon
2022
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
– –
-350
Closed -$5K
RSPU icon
2023
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
– –
-478
Closed -$19K
RWM icon
2024
ProShares Short Russell2000
RWM
$122M
– –
-175
Closed -$11K
RWL icon
2025
Invesco S&P 500 Revenue ETF
RWL
$9.51B
– –
-657
Closed -$27K
79 80
81
82 83

Similar funds

ACM
Acertus Capital Management Morristown, New Jersey $371M AUM 15.42% 1-Year Est. Return
CCM
Century Capital Management Boston, Massachusetts $581M AUM 29.61% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
KC
KRV Capital New York $255M AUM 18.27% 1-Year Est. Return
IPC
Independent Portfolio Consultants Boca Raton, Florida $241M AUM 21.8% 1-Year Est. Return
ECPI
Energy Capital Partners III Summit, New Jersey $237M AUM
HCM
Herndon Capital Management Atlanta, Georgia $659M AUM 22.02% 1-Year Est. Return
FRM
Fore Research & Management New York $221M AUM 2.93% 1-Year Est. Return

WFG Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, WFG Advisors held 2,303 positions worth $358M, down 28% from $494M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

WFG Advisors withdrew a net $138M in Q1 2015, closing 478 positions and reducing 827 holdings. Its most notable exit was Blackstone Senior Floating Rate 2027 Term Fund, an estimated $883K position sold in full.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, WFG Advisors opened a new position in Medtronic worth $1.66M.

  • WFG Advisors's largest Q1 2015 buy was Medtronic: 21,305 shares worth $1.66M.
  • WFG Advisors added most to Plains All American Pipeline in Q1 2015, an estimated $2.25M increase.
  • WFG Advisors's biggest Q1 2015 reduction was General Mills, cutting an estimated $26M.
  • WFG Advisors fully exited Blackstone Senior Floating Rate 2027 Term Fund in Q1 2015, selling an estimated $883K.
  • WFG Advisors's ten largest holdings make up 17% of its $358M portfolio in Q1 2015.
  • WFG Advisors opened 90 new positions and closed 478 in Q1 2015.
  • WFG Advisors's portfolio value fell 28% quarter-over-quarter to $358M.

Based on WFG Advisors's 13F filing for Q1 2015, filed 12 May 2015.