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WFG Advisors Portfolio holdings

AUM $442M
1-Year Est. Return 12.46%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+12.46%
3 Year Est. Return
+21.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$402M
AUM Growth
+$26.9M
Cap. Flow
+$21.4M
Cap. Flow %
5.32%
Top 10 Hldgs %
15.48%
Holding
1,804
New
95
Increased
564
Reduced
329
Closed
103

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$1.69M
2
RVT icon
Royce Value Trust
RVT
+$1.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.45M
4
STEW
SRH Total Return Fund
STEW
+$1.27M
5
CAFD
8point3 Energy Partners LP
CAFD
+$992K

Top Sells

Rank Stock Value
1
RGC
Regal Entertainment Group
RGC
+$2.14M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.13M
3
DLR icon
Digital Realty Trust
DLR
+$1.05M
4
BKT icon
BlackRock Income Trust
BKT
+$842K
5
LHO
LaSalle Hotel Properties
LHO
+$823K

Sector Composition

Rank Sector Weight
1 Financials 10.06%
2 Energy 8.73%
3 Healthcare 7.32%
4 Real Estate 6.81%
5 Utilities 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLYP
1776
DELISTED
RELYPSA INC COM
RLYP
– –
-125
Closed -$2K
ITIP
1777
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
– –
-25
Closed -$1K
EJ
1778
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-400
Closed -$3K
CPGX
1779
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-28
Closed -$1K
CRC
1780
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
1
-5
-83% -$57
ORIG
1781
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
CJES
1782
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-800
Closed –
TYC
1783
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-51
Closed -$2K
HOT
1784
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-110
Closed -$8K
NID
1785
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-101
Closed -$1K
AAWW
1786
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-9
Closed –
WBK
1787
DELISTED
Westpac Banking Corporation
WBK
– –
-615
Closed -$14K
BBL
1788
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-120
Closed -$3K
FEEU
1789
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
– –
-50
Closed -$4K
DGI
1790
DELISTED
DigitalGlobe Inc.
DGI
$0 ﹤0.01%
1
– –
SPLS
1791
DELISTED
Staples Inc
SPLS
$0 ﹤0.01%
17
– –
FCH
1792
DELISTED
Felcor Lodging Trust
FCH
$0 ﹤0.01%
3
– –
RRMS
1793
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
– –
-450
Closed -$12K
GNAT
1794
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
– –
-3,113
Closed -$40K
MHY
1795
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-4,900
Closed -$23K
EPRS
1796
DELISTED
EPIRUS BIOPHARMACEUTICALS INC COM
EPRS
– –
-166
Closed –
GAS
1797
DELISTED
AGL Resources Inc
GAS
– –
-920
Closed -$61K
TIVO
1798
DELISTED
TIVO INC
TIVO
– –
-400
Closed -$4K
CIT
1799
DELISTED
CIT Group Inc.
CIT
$0 ﹤0.01%
6
– –
GCVRZ
1800
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
75
– –
69 70 71
72
73

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WFG Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, WFG Advisors held 1,804 positions worth $402M, up 7.2% from $375M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

WFG Advisors deployed $21.4M of net new capital in Q3 2016, opening 95 new positions and adding to 564 existing holdings. Its largest new stake was iShares MSCI USA Momentum Factor ETF: 18,726 shares worth $1.45M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $1.05M trimmed.

  • WFG Advisors's largest Q3 2016 buy was iShares MSCI USA Momentum Factor ETF: 18,726 shares worth $1.45M.
  • WFG Advisors added most to Prospect Capital in Q3 2016, an estimated $1.69M increase.
  • WFG Advisors's biggest Q3 2016 reduction was Digital Realty Trust, cutting an estimated $1.05M.
  • WFG Advisors fully exited Regal Entertainment Group in Q3 2016, selling an estimated $2.14M.
  • WFG Advisors's ten largest holdings make up 15% of its $402M portfolio in Q3 2016.
  • WFG Advisors opened 95 new positions and closed 103 in Q3 2016.
  • WFG Advisors's portfolio value rose 7.2% quarter-over-quarter to $402M.

Based on WFG Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.